rfc: Parallel Verification

book/src/dev/rfcs/0002-parallel-verification.md

@@ -0,0 +1,335 @@
+# Parallel Verification
+
+- Feature Name: parallel_verification
+- Start Date: 2020-07-27
+- Design PR: [ZcashFoundation/zebra#763](https://github.com/ZcashFoundation/zebra/pull/763)
+- Zebra Issue: [ZcashFoundation/zebra#682](https://github.com/ZcashFoundation/zebra/issues/682)
+
+# Summary
+[summary]: #summary
+
+Zebra verifies blocks in several stages, most of which can be executed in
+parallel.
+
+We use several different design patterns to enable this parallelism:
+* We download blocks and start verifying them in parallel,
+* We batch signature and proof verification using verification services, and
+* We defer data dependencies until just before the block is committed to the
+  state (see the detaled design RFCs).
+
+# Motivation
+[motivation]: #motivation
+
+Zcash (and Bitcoin) are designed to verify each block in sequence, starting
+from the genesis block. But during the initial sync, and when restarting with
+an older state, this process can be quite slow.
+
+By deferring data dependencies, we can partially verify multiple blocks in
+parallel.
+
+By parallelising block and transaction verification, we can use multithreading
+and batch verification for signatures, proofs, scripts, and hashes.
+
+# Definitions
+[definitions]: #definitions
+
+Blockchain:
+* **chain fork:** Zcash is implemented using a tree of blocks. Each block has a
+                  single previous block, and zero to many next blocks. A chain
+                  fork consists of a tip and all its previous blocks, back to
+                  the genesis block.
+* **genesis:** The root of the tree of blocks is called the genesis block. It has
+               no previous block.
+* **tip:** A block which has no next block is called a tip. Each chain fork can
+           be identified using its tip.
+
+Data:
+* **consensus rule:** A protocol rule which all nodes must apply consistently,
+                      so they can converge on the same chain fork.
+* **context-free:** Consensus rules which do not have a data dependency on
+                    previous blocks.
+* **data dependency:** Information contained in the previous block and its
+                       chain fork, which is required to verify the current block.
+* **semantic verification:** Verifying the consensus rules on the data structures
+                             defined by the protocol.
+* **state:** The set of verified blocks. The state may also cache some dependent
+             data, so that we can efficienty verify subsequent blocks.
+* **structural verification:** Parsing raw bytes into the data structures defined
+                               by the protocol.
+
+# Guide-level explanation
+[guide-level-explanation]: #guide-level-explanation
+
+In Zebra, we want to verify blocks in parallel. Some fields can be verified
+straight away, because they don't depend on the output of previous blocks.
+But other fields have **data dependencies**, which means that we need previous
+blocks before we can fully validate them.
+
+If we delay checking some of these data dependencies, then we can do more of
+the verification in parallel.
+
+## Example: BlockHeight
+[block-height]: #block-height
+
+Here's how Zebra can verify the different `BlockHeight` consensus rules in
+parallel:
+
+**Parsing:**
+
+1. Parse the Block into a BlockHeader and a list of transactions.
+
+**Verification - No Data Dependencies:**
+
+2. Check that all BlockHeights are within the range of valid heights.^
+3. Check that the block has exactly one BlockHeight.
+4. Check that the BlockHeight is in the first transaction in the Block.
+
+**Verification - Deferring A Data Dependency:**
+
+5. Verify other consensus rules that depend on BlockHeight, assuming that the
+   BlockHeight is correct. For example, many consensus rules depend on the
+   current Network Upgrade, which is determined by the BlockHeight. We verify
+   these consensus rules, assuming the BlockHeight and Network Upgrade are
+   correct.
+
+**Verification - Checking A Data Dependency:**
+
+6. Await the previous block. When it arrives, check that the BlockHeight of this
+   Block is one more than the BlockHeight of the previous block. If the check
+   passes, commit the block to the state. Otherwise, reject the block as invalid.
+
+^ Note that Zebra actually checks the BlockHeight range during parsing. The
+  BlockHeight is stored as a compact integer, so out-of-range BlockHeights take
+  up additional raw bytes during parsing.
+
+## Zebra Design
+[zebra-design]: #zebra-design
+
+### Design Patterns
+[design-patterns]: #design-patterns
+
+When designing changes to Zebra verification, use these design patterns:
+* perform context-free verification as soon as possible,
+  (that is, verification which has no data dependencies on previous blocks),
+* defer data dependencies as long as possible, then
+* check the data dependencies.
+
+### Minimise Deferred Data
+[minimise-deferred-data]: #minimise-deferred-data
+
+Keep the data dependencies and checks as simple as possible.
+
+For example, Zebra could defer checking both the BlockHeight and Network Upgrade.
+
+But since the Network Upgrade depends on the BlockHeight, we only need to defer
+the BlockHeight check. Then we can use all the fields that depend on the
+BlockHeight, as if it is correct. If the final BlockHeight check fails, we will
+reject the entire block, including all the verification we perfomed using the
+assumed Network Upgrade.
+
+### Implementation Strategy
+[implementation-strategy]: #implementation-strategy
+
+When implementing these designs, perform as much verification as possible, await
+any dependencies, then perform the necessary checks.
+
+# Reference-level explanation
+[reference-level-explanation]: #reference-level-explanation
+
+## Verification Stages
+[verification-stages]: #verification-stages
+
+In Zebra, verification occurs in the following stages:
+* **Structural Verification:** Raw block data is parsed into a block header and
+  transactions. Invalid data is not representable in these structures:
+  deserialization (parsing) can fail, but serialization always succeeds.
+* **Semantic Verification:** Parsed block fields are verified, based on their
+  data dependencies:
+  * Context-free fields have no data dependencies, so they can be verified as
+    needed.
+  * Fields with simple data dependencies defer that dependency as long as
+    possible, so they can perform more verification in parallel. Then they await
+    the required data, which is typically the previous block. (And potentially
+    older blocks in its chain fork.)
+  * Fields with complex data dependencies require their own parallel verification
+    designs. These designs are out of scope for this RFC.
+* **State Updates:** After a block is verified, it is added to the state. The
+  details of state updates, and their interaction with semantic verification,
+  are out of scope for this RFC.
+
+This RFC focuses on Semantic Verification, and the design patterns that enable
+blocks to be verified in parallel.
+
+## Verification Interfaces
+[verification-interfaces]: #verification-interfaces
+
+Verification is implemented by the following traits and services:
+* **Structural Verification:**
+  * `zebra_network::init`: Provides a downloader service that accepts a
+    `BlockHeaderHash` request, and parses the peer response into a `Block`
+    struct.
+  * `zebra_chain::ZcashDeserialize`: A trait for parsing consensus-critical
+    data structures from a byte buffer.
+* **Semantic Verification:**
+  * `ChainVerifier`: Provides a verifier service that accepts a `Block` request,
+    performs verification on the block, and responds with a `BlockHeaderHash` on
+    success.
+  * Internally, the `ChainVerifier` selects between a `CheckpointVerifier` for
+    blocks that are within the checkpoint range, and a `BlockVerifier` for
+    recent blocks.
+* **State Updates:**
+  * `zebra_state::init`: Provides the state update service, which accepts
+    requests to add blocks to the state.
+
+### Checkpoint Verification
+[checkpoint-verification]: #checkpoint-verification
+
+The `CheckpointVerifier` performs rapid verification of blocks, based on a set
+of hard-coded checkpoints. Each checkpoint hash can be used to verify all the
+
+previous blocks, back to the genesis block. So Zebra can skip almost all
+verification for blocks in the checkpoint range.
+
+The `CheckpointVerifier` uses an internal queue to store pending blocks.
+Checkpoint verification is cheap, so it is implemented using non-async
+functions within the CheckpointVerifier service.
+
+Here is how the `CheckpointVerifier` implements each verification stage:
+
+* **Structural Verification:**
+  * *As Above:* the `CheckpointVerifier` accepts parsed `Block` structs.
+* **Semantic Verification:**
+  * `check_height`: makes sure the block height is within the unverified
+    checkpoint range, and adds the block to its internal queue.
+  * `target_checkpoint_height`: Checks for a continuous range of blocks from
+    the previous checkpoint to a subsequent checkpoint. If the chain is
+    incomplete, returns a future, and waits for more blocks. If the chain is
+    complete, assumes that the `previous_block_hash` fields of these blocks
+    form an unbroken chain from checkpoint to checkpoint, and starts
+    processing the checkpoint range. (This constraint is an implicit part of
+    the `CheckpointVerifier` design.)
+  * `process_checkpoint_range`: makes sure that the blocks in the checkpoint
+    range have an unbroken chain of previous block hashes.
+* **State Updates:**
+  * *As Above:* the `CheckpointVerifier` returns success to the `ChainVerifier`,
+    which sends verified `Block`s to the state service.
+  * Zebra implements the block height consensus rule, which makes sure
+    each block is added to state after its previous block.
+
+### Block Verification
+[block-verification]: #block-verification
+
+The `BlockVerifier` performs detailed verification of recent blocks, in parallel.
+
+Here is how the `BlockVerifier` implements each verification stage:
+
+* **Structural Verification:**
+  * *As Above:* the `BlockVerifier` accepts parsed `Block` structs.
+* **Semantic Verification:**
+  * *As Above:* verifies each field in the block. Defers any data dependencies as
+    long as possible, awaits those data dependencies, then performs data
+    dependent checks.
+  * Note: Since futures are executed concurrently, we can use the same function
+    to:
+    * perform context-free verification,
+    * perform verification with deferred data dependencies,
+    * await data dependencies, and
+    * check data dependencies.
+    To maximise concurrency, we should write verification functions in this
+    specific order, so the awaits are as late as possible.
+* **State Updates:**
+  * *As Above:* the `BlockVerifier` returns success to the `ChainVerifier`,
+    which sends verified `Block`s to the state service.
+  * Zebra implements the block height consensus rule, which makes sure
+    each block is added to state after its previous block.
+
+## Zcash Protocol Design
+[zcash-protocol]: #zcash-protocol
+
+When designing a change to the Zcash protocol, minimise the data dependencies
+between blocks.
+
+Try to create designs that:
+* Eliminate data dependencies,
+* Make the changes depend on a version field in the block header or transaction,
+* Make the changes depend on the current Network Upgrade, or
+* Make the changes depend on a field in the current block, with an additional
+  consensus rule to check that field against previous blocks.
+
+When making decisions about these design tradeoffs, consider:
+* how the data dependency could be deferred, and
+* the CPU cost of the verification - if it is trivial, then it does not matter if
+  the verification is parallelised.
+
+# Drawbacks
+[drawbacks]: #drawbacks
+
+This design is a bit complicated, but we think it's necessary to achieve our
+goals.
+
+# Rationale and alternatives
+[rationale-and-alternatives]: #rationale-and-alternatives
+
+- What makes this design a good design?
+  - It enables a significant amount of parallelism
+  - It is simpler than some other alternatives
+  - It uses existing Rust language facilities, mainly Futures and await/async
+- Is this design a good basis for later designs or implementations?
+  - We have built a UTXO design on this design
+  - We believe we can build "recent blocks" and "chain summary" designs on this
+    design
+  - Each specific detailed design will need to consider how the relevant data
+    dependencies are persisted
+- What other designs have been considered and what is the rationale for not choosing them?
+  - Serial verification
+    - Effectively single-threaded
+  - Awaiting data dependencies as soon as they are needed
+    - Less parallelism
+  - Providing direct access to the state
+    - Might cause data races, might be prevented by Rust's ownership rules
+    - Higher risk of bugs
+- What is the impact of not doing this?
+  - Verification is slow, we can't batch or parallelise some parts of the
+    verification
+
+# Prior art
+[prior-art]: #prior-art
+
+**TODO: expand this section**
+  - zcashd
+    - serial block verification
+    - Zebra implements the same consensus rules, but a different design
+  - tower
+
+# Unresolved questions
+[unresolved-questions]: #unresolved-questions
+
+- [ ] Is this design good enough to use as a framework for future RFCs?
+- [ ] Does this design require any changes to the current implementation?
+  - [ ] Implement block height consensus rule (check previous block hash and height)
+  - [ ] Check that the `BlockVerifier` performs checks in the following order:
+    - verification, deferring dependencies as needed,
+    - await dependencies,
+    - check deferred data dependencies
+
+Out of Scope:
+- What is the most efficient design for parallel verification?
+  - (Optimisations are out of scope.)
+
+- How is each specific field verified?
+- How do we verify fields with complex data dependencies?
+- How does verification change with different network upgrades?
+
+- How do multiple chains work, in detail?
+- How do state updates work, in detail?
+
+- Moving the verifiers into the state service
+
+# Future possibilities
+[future-possibilities]: #future-possibilities
+
+  - Separate RFCs for other data dependencies
+    - Recent blocks
+    - Overall chain summaries (for example, total work)
+    - Reorganisation limit: multiple chains to single chain transition
+  - Optimisations for parallel verification