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intersection.tex
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\input{preamble}
% OK, start here.
%
\begin{document}
\title{Intersection Theory}
\maketitle
\phantomsection
\label{section-phantom}
\tableofcontents
\section{Introduction}
\label{section-introduction}
\noindent
In this chapter we construct the intersection product on the Chow groups
modulo rational equivalence on a nonsingular projective variety over an
algebraically closed field. Our tools are Serre's Tor formula
(see \cite[Chapter V]{Serre_algebre_locale}), reduction to the diagonal,
and the moving lemma.
\medskip\noindent
We first recall cycles and how to construct proper pushforward and
flat pullback of cycles. Next, we introduce rational equivalence of cycles
which gives us the Chow groups $A_*(X)$. Proper pushforward and flat pullback
factor through rational equivalence to give operations on Chow groups.
This takes up Sections
\ref{section-cycles},
\ref{section-cycle-of-closed},
\ref{section-cycle-of-coherent-sheaf},
\ref{section-pushforward},
\ref{section-flat-pullback},
\ref{section-rational-equivalence},
\ref{section-alternative},
\ref{section-pushforward-and-rational-equivalence}, and
\ref{section-flat-pullback-and-rational-equivalence}.
For proofs we mostly refer to the chapter on Chow homology
where these results have been proven in the setting of
schemes of locally of finite over a universally catenary Noetherian base, see
Chow Homology, Section \ref{chow-section-setup} ff.
\medskip\noindent
Since we work on a nonsingular projective $X$ any irreducible component
of the intersection $V \cap W$ of two irreducible closed subvarieties
has dimension at least $\dim(V) + \dim(W) - \dim(X)$. We say $V$ and $W$
intersect properly if equality holds for every irreducible component $Z$.
In this case we define the intersection multiplicity
$e_Z = e(X, V \cdot W, Z)$ by the formula
$$
e_Z = \sum\nolimits_i
(-1)^i
\text{length}_{\mathcal{O}_{X, Z}}
\text{Tor}_i^{\mathcal{O}_{X, Z}}(\mathcal{O}_{W, Z}, \mathcal{O}_{V, Z})
$$
We need to do a little bit of commutative algebra to show that these
intersection multiplicities agree with intuition in simple cases,
namely, that sometimes
$$
e_Z = \text{length}_{\mathcal{O}_{X, Z}} \mathcal{O}_{V \cap W, Z},
$$
in other words, only $\text{Tor}_0$ contributes. This happens when
$V$ and $W$ are Cohen-Macaulay in the generic point of $Z$ or when
$W$ is cut out by a regular sequence in $\mathcal{O}_{X, Z}$ which
also defines a regular sequence on $\mathcal{O}_{V, Z}$. However,
Example \ref{example-naive-multiplicity-wrong} shows that higher
tors are necessary in general. Moreover, there is a relationship
with the Samuel multiplicity. These matters are discussed in
Sections
\ref{section-intersect-properly},
\ref{section-tor-formula},
\ref{section-multiplicities},
\ref{section-computing-intersection-multiplicities}, and
\ref{section-intersection-product}.
\medskip\noindent
Reduction to the diagonal is the statement that we can intersect
$V$ and $W$ by intersecting $V \times W$ with the diagonal in $X \times X$.
This innocuous statement, which is clear on the level of scheme
theoretic intersections, reduces an intersection of a general pair
of closed subschemes, to the case where one of the two is locally cut
out by a regular sequence. We use this, following Serre, to obtain positivity
of intersection multiplicities. Moreover, reduction to the diagonal
leads to additivity of intersection multiplicities, associativity, and a
projection formula. This can be found in Sections
\ref{section-exterior-product},
\ref{section-reduction-diagonal},
\ref{section-associative},
\ref{section-flat-pullback-and-intersection-products}, and
\ref{section-projection-formula-flat}.
\medskip\noindent
Finally, we come to the moving lemmas and applications. There are two
parts to the moving lemma. The first is that given closed subvarieties
$$
Z \subset X \subset \mathbf{P}^N
$$
with $X$ nonsingular, we can find a subvariety $C \subset \mathbf{P}^N$
intersecting $X$ properly such that
$$
C \cdot X = [Z] + \sum m_j [Z_j]
$$
and such that the other components $Z_j$ are ``more general'' than $Z$.
The second part is that one can move $C \subset \mathbf{P}^N$ over
a rational curve to a subvariety in general position with respect to
any given list of subvarieties. Combined these results imply that it suffices
to define the intersection product of cycles on $X$ which intersect
properly which was done above. Of course this only leads to an intersection
product on $A_*(X)$ if one can show, as we do in the text, that these products
pass through rational equivalence. This and some applications are discussed
in Sections
\ref{section-projection},
\ref{section-moving-lemma},
\ref{section-intersections-and-rational-equivalence},
\ref{section-chow-rings},
\ref{section-general-pullback}, and
\ref{section-pullback-cycles}.
\section{Conventions}
\label{section-conventions}
\noindent
We fix an algebraically closed ground field $\mathbf{C}$ of any
characteristic. All schemes and varieties are over $\mathbf{C}$ and all
morphisms are over $\mathbf{C}$. A variety $X$ is
{\it nonsingular} if $X$ is a regular scheme (see
Properties, Definition \ref{properties-definition-regular}).
In our case this means that the morphism $X \to \Spec(\mathbf{C})$
is smooth (see
Varieties, Lemma \ref{varieties-lemma-geometrically-regular-smooth}).
\section{Cycles}
\label{section-cycles}
\noindent
Let $X$ be a variety. A {\it closed subvariety} of $X$ is an integral
closed subscheme $Z \subset X$. A {\it $k$-cycle} on $X$ is a finite
formal sum $\sum n_i [Z_i]$ where each $Z_i$ is a closed subvariety
of dimension $k$. Whenever we use the notation $\alpha = \sum n_i[Z_i]$
for a $k$-cycle we always assume the subvarieties $Z_i$ are pairwise
distinct and $n_i \not = 0$ for all $i$. In this case the
{\it support} of $\alpha$ is the closed subset
$$
\text{Supp}(\alpha) = \bigcup Z_i \subset X
$$
of dimension $k$. The group of $k$-cycles is denoted $Z_k(X)$.
See Chow Homology, Section \ref{chow-section-cycles}.
\section{Cycle associated to closed subscheme}
\label{section-cycle-of-closed}
\noindent
Suppose that $X$ is a variety and that $Z \subset X$ be a closed subscheme
with $\dim(Z) \leq k$. Let $Z_i$ be the irreducible components of $Z$ of
dimension $k$ and let $n_i$ be the {\it multiplicity of $Z_i$ in $Z$}
defined as
$$
n_i = \text{length}_{\mathcal{O}_{X, Z_i}} \mathcal{O}_{Z, Z_i}
$$
where $\mathcal{O}_{X, Z_i}$, resp.\ $\mathcal{O}_{Z, Z_i}$ is the
local ring of $X$, resp.\ $Z$ at the generic point of $Z_i$.
We define the $k$-cycle associated to $Z$ to be the $k$-cycle
$$
[Z]_k = \sum n_i [Z_i].
$$
See Chow Homology, Section \ref{chow-section-cycle-of-closed-subscheme}.
\section{Cycle associated to a coherent sheaf}
\label{section-cycle-of-coherent-sheaf}
\noindent
Suppose that $X$ is a variety and that
$\mathcal{F}$ is a coherent $\mathcal{O}_X$-module with
$\dim(\text{Supp}(\mathcal{F})) \leq k$.
Let $Z_i$ be the irreducible components of $\text{Supp}(\mathcal{F})$
of dimension $k$ and let $n_i$ be the
{\it multiplicity of $Z_i$ in $\mathcal{F}$} defined as
$$
n_i = \text{length}_{\mathcal{O}_{X, Z_i}} \mathcal{F}_{\xi_i}
$$
where $\mathcal{O}_{X, Z_i}$ is the
local ring of $X$ at the generic point $\xi_i$ of $Z_i$
and $\mathcal{F}_{\xi_i}$ is the stalk of $\mathcal{F}$ at this point.
We define the $k$-cycle associated to $\mathcal{F}$ to be the $k$-cycle
$$
[\mathcal{F}]_k = \sum n_i [Z_i].
$$
See Chow Homology, Section \ref{chow-section-cycle-of-coherent-sheaf}.
Note that, if $Z \subset X$ is a closed subscheme with $\dim(Z) \leq k$, then
$[Z]_k = [\mathcal{O}_Z]_k$ by definition.
\section{Proper pushforward}
\label{section-pushforward}
\noindent
Suppose that $f : X \to Y$ is a proper morphism of varieties.
Let $Z \subset X$ be a $k$-dimensional
closed subvariety. We define $f_*[Z]$ to be $0$ if $\dim(f(Z))<k$
and $d \cdot [f(Z)]$ if $\dim(f(Z)) = k$ where
$$
d = [\mathbf{C}(Z) : \mathbf{C}(f(Z))] = \deg(Z/f(Z))
$$
is the degree of the dominant morphism $Z \to f(Z)$, see
Morphisms, Definition \ref{morphisms-definition-degree}.
Let $\alpha = \sum n_i [Z_i]$ be a $k$-cycle on $Y$. The
{\it pushforward} of $\alpha$ is the sum $f_* \alpha = \sum n_i f_*[Z_i]$
where each $f_*[Z_i]$ is defined as above. This defines a homomorphism
$$
f_* : Z_k(X) \longrightarrow Z_k(Y)
$$
See Chow Homology, Section \ref{chow-section-proper-pushforward}.
\begin{lemma}
\label{lemma-push-coherent}
\begin{reference}
See \cite[Chapter V]{Serre_algebre_locale}.
\end{reference}
Suppose that $f : X \to Y$ is a proper morphism of varieties.
Let $\mathcal{F}$ be a coherent sheaf with
$\dim(\text{Supp}(\mathcal{F})) \leq k$, then
$f_*[\mathcal{F}]_k = [f_*\mathcal{F}]_k$. In particular, if
$Z \subset X$ is a closed subscheme of dimension $\leq k$, then
$f_*[Z] = [f_*\mathcal{O}_Z]_k$.
\end{lemma}
\begin{proof}
See Chow Homology, Lemma \ref{chow-lemma-cycle-push-sheaf}.
\end{proof}
\begin{lemma}
\label{lemma-compose-pushforward}
Let $f : X \to Y$ and $g : Y \to Z$ be proper morphisms of
varieties. Then $g_* \circ f_* = (g \circ f)_*$ as maps $Z_k(X) \to Z_k(Z)$.
\end{lemma}
\begin{proof}
Special case of Chow Homology, Lemma \ref{chow-lemma-compose-pushforward}.
\end{proof}
\section{Flat pullback}
\label{section-flat-pullback}
\noindent
Suppose that $f : X \to Y$ is a flat morphism of varieties.
By Morphisms, Lemma
\ref{morphisms-lemma-dimension-fibre-at-a-point-additive}
every fibre of $f$ has dimension $r = \dim(X) - \dim(Y)$\footnote{Conversely,
if $f : X \to Y$ is a dominant morphism of varieties,
$X$ is Cohen-Macaulay, $Y$ is nonsingular, and all fibres have
the same dimension $r$, then $f$ is flat. This follows from
Algebra, Lemma \ref{algebra-lemma-CM-over-regular-flat} and
Varieties, Lemma \ref{varieties-lemma-dimension-fibres-locally-algebraic}
showing $\dim(X) = \dim(Y) + r$.}.
Let $Z \subset X$ be a $k$-dimensional closed subvariety. We define
$f^*[Z]$ to be the $(k + r)$-cycle associated to the scheme theoretic
inverse image: $f^*[Z] = [f^{-1}(Z)]_{k + r}$. Let
$\alpha = \sum n_i [Z_i]$ be a $k$-cycle on $Y$. The {\it pullback} of
$\alpha$ is the sum $f_* \alpha = \sum n_i f^*[Z_i]$ where each $f^*[Z_i]$
is defined as above. This defines a homomorphism
$$
f^* : Z_k(Y) \longrightarrow Z_{k + r}(X)
$$
See Chow Homology, Section \ref{chow-section-flat-pullback}.
\begin{lemma}
\label{lemma-pullback}
Let $f : X \to Y$ be a flat morphism of varieties. Set $r = \dim(X) - \dim(Y)$.
Then $f^*[\mathcal{F}]_k = [f^*\mathcal{F}]_{k + r}$
if $\mathcal{F}$ is a coherent sheaf on $Y$ and the dimension of the
support of $\mathcal{F}$ is at most $k$.
\end{lemma}
\begin{proof}
See Chow Homology, Lemma \ref{chow-lemma-pullback-coherent}.
\end{proof}
\begin{lemma}
\label{lemma-compose-flat-pullback}
Let $f : X \to Y$ and $g : Y \to Z$ be flat morphisms of
varieties. Then $g \circ f$ is flat and $f^* \circ g^* = (g \circ f)^*$
as maps $Z_k(Z) \to Z_{k + \dim(X) - \dim(Z)}(X)$.
\end{lemma}
\begin{proof}
Special case of Chow Homology, Lemma \ref{chow-lemma-compose-flat-pullback}.
\end{proof}
\section{Rational Equivalence}
\label{section-rational-equivalence}
\noindent
We are going to define rational equivalence in a way which at first
glance may seem different from what you are used to, or from what
is in \cite[Chapter I]{F} or
Chow Homology, Section \ref{chow-section-rational-equivalence}.
However, in Section \ref{section-alternative} we will show that
the two notions agree.
\medskip\noindent
Let $X$ be a variety. Let $W \subset X \times \mathbf{P}^1$
be a closed subvariety of dimension $k + 1$. Let $a, b$ be distinct closed
points of $\mathbf{P}^1$. Assume that $X \times a$, $X \times b$ and $W$
intersect properly:
$$
\dim (W \cap X \times a) \leq k,\quad
\dim (W \cap X \times b) \leq k.
$$
This is true as soon as $W \to \mathbf{P}^1$ is dominant or if $W$ is
contained in a fibre of the projection over a closed point different from
$a$ or $b$ (this is an uninteresting case which we will discard). In this
situation the scheme theoretic fibre $W_a$ of the morphism
$W \to \mathbf{P}^1$ is equal to the scheme theoretic intersection
$W \cap X \times a$ in $X \times \mathbf{P}^1$. Identifying $X \times a$
and $X \times b$ with $X$ we may think of the fibres $W_a$ and $W_b$
as closed subschemes of $X$ of dimension $\leq k$\footnote{We will sometimes
think of $W_a$ as a closed subscheme of $X \times \mathbf{P}^1$ and sometimes
as a closed subscheme of $X$. It should always be clear from context which
point of view is taken.}. A basic example of a
rational equivalence is
$$
[W_a]_k \sim_{rat} [W_b]_k
$$
The cycles $[W_a]_k$ and $[W_b]_k$ are easy to compute in practice
(given $W$) because they are obtained by proper intersection with
a Cartier divisor (we will see this in
Section \ref{section-intersection-product}).
Since the automorphism group of $\mathbf{P}^1$ is $2$-transitive we may
move the pair of closed points $a, b$ to any pair we like. A traditional
choice is to choose $a = 0$ and $b = \infty$.
\medskip\noindent
More generally, let $\alpha = \sum n_i [W_i]$ be a $(k + 1)$-cycle on
$X \times \mathbf{P}^1$. Let $a_i, b_i$ be pairs of distinct closed points of
$\mathbf{P}^1$. Assume that $X \times a_i$, $X \times b_i$ and $W_i$ intersect
properly, in other words, each $W_i, a_i, b_i$ satisfies the condition
discussed above. A {\it cycle rationally equivalent to zero} is any cycle
of the form
$$
\sum n_i([W_{i, a_i}]_k - [W_{i, b_i}]_k).
$$
This is indeed a $k$-cycle. The collection of $k$-cycles rationally
equivalent to zero is an additive subgroup of the group of $k$-cycles.
We say two $k$-cycles are {\it rationally equivalent}, notation
$\alpha \sim_{rat} \alpha'$, if $\alpha - \alpha'$ is a cycle rationally
equivalent to zero.
\medskip\noindent
We define
$$
A_k(X) = Z_k(X)/ \sim_{rat}
$$
to be the {\it Chow group of $k$-cycles on $X$}. We will see in
Lemma \ref{lemma-rational-equivalence}
that this agrees with the Chow group as defined in
Chow Homology, Definition \ref{chow-definition-rational-equivalence}.
\section{Rational equivalence and rational functions}
\label{section-alternative}
\noindent
Let $X$ be a variety. Let $W \subset X$ be a subvariety
of dimension $k + 1$. Let $f \in \mathbf{C}(W)^*$ be a nonzero rational
function on $W$. For every subvariety $Z \subset W$ of dimension $k$
one can define the order of vanishing $\text{ord}_{W, Z}(f)$ of $f$ at
at $Z$. If $f$ is an element of the local ring $\mathcal{O}_{W, Z}$,
then one has
$$
\text{ord}_{W, Z}(f) =
\text{length}_{\mathcal{O}_{X, z}} \mathcal{O}_{W, Z}/f\mathcal{O}_{W, Z}
$$
where $\mathcal{O}_{X, Z}$, resp.\ $\mathcal{O}_{W, Z}$ is the
local ring of $X$, resp.\ $W$ at the generic point of $Z$. In general one
extends the definition by multiplicativity. The {\it principal divisor
associated to $f$} is
$$
\text{div}_W(f) = \sum \text{ord}_{W, Z}(f)[Z]
$$
in $Z_k(W)$. Since $W \subset X$ is a closed subvariety we may think
of $\text{div}_W(f)$ as a cycle on $X$.
See Chow Homology, Section \ref{chow-section-principal-divisors}.
\begin{lemma}
\label{lemma-rational-equivalence}
Let $X$ be a variety. Let $W \subset X$ be a subvariety
of dimension $k + 1$. Let $f \in \mathbf{C}(W)^*$ be a nonzero rational
function on $W$. Then $\text{div}_W(f)$ is rationally equivalent to zero on
$X$. Conversely, these principal divisors generate the abelian group of
cycles rationally equivalent to zero on $X$.
\end{lemma}
\begin{proof}
The first assertion follows from
Chow Homology, Lemma \ref{chow-lemma-rational-function}.
More precisely, let $W' \subset X \times \mathbf{P}^1$ be the closure
of the graph of $f$. Then $\text{div}_W(f) = [W'_0]_k - [W'_\infty]$
in $Z_k(W) \subset Z_k(X)$, see part (6) of
Chow Homology, Lemma \ref{chow-lemma-rational-function}.
\medskip\noindent
For the second, let $W' \subset X \times \mathbf{P}^1$ be a closed
subvariety of dimension $k + 1$ which dominates $\mathbf{P}^1$.
We will show that $[W'_0]_k - [W'_\infty]_k$ is a principal divisor
which will finish the proof. Let $W \subset X$ be the image of $W'$
under the projection to $X$. Then $W' \to W$ is proper and generically
finite\footnote{If $W' \to W$ is birational, then the result follows
from Chow Homology, Lemma \ref{chow-lemma-rational-function}.
Our task is to show that even if $W' \to W$
has degree $>1$ the basic rational equivalence
$[W'_0]_k \sim_{rat} [W'_\infty]_k$ comes from a principal divisor
on a subvariety of $X$.}. Let $f$ denote the projection $W' \to \mathbf{P}^1$
viewed as an element of $\mathbf{C}(W')^*$. Let
$g = \text{Nm}(f) \in \mathbf{C}(W)^*$ be the norm. By
Chow Homology, Lemma \ref{chow-lemma-proper-pushforward-alteration}
we have
$$
\text{div}_W(g) = \text{pr}_{X, *}\text{div}_{W'}(f)
$$
Since it is clear that
$\text{div}_{W'}(f) = [W'_0]_k - [W'_\infty]_k$ the proof is complete.
\end{proof}
\section{Proper pushforward and rational equivalence}
\label{section-pushforward-and-rational-equivalence}
\noindent
Suppose that $f : X \to Y$ is a proper morphism of varieties.
Let $\alpha \sim_{rat} 0$ be a $k$-cycle on
$X$ rationally equivalent to $0$. Then the {pushforward}
of $\alpha$ is rationally equivalent to zero:
$f_* \alpha \sim_{rat} 0$. See Chapter I of \cite{F} or
Chow Homology, Lemma \ref{chow-lemma-proper-pushforward-rational-equivalence}.
\medskip\noindent
Therefore we obtain a commutative diagram
$$
\xymatrix{
Z_k(X) \ar[r] \ar[d]_{f_*} & A_k(X) \ar[d]^{f_*} \\
Z_k(Y) \ar[r] & A_k(Y)
}
$$
of groups of $k$-cycles.
\section{Flat pullback and rational equivalence}
\label{section-flat-pullback-and-rational-equivalence}
\noindent
Suppose that $f : X \to Y$ is a flat morphism of varieties.
Set $r = \dim(X) - \dim(Y)$.
Let $\alpha \sim_{rat} 0$ be a $k$-cycle on
$Y$ rationally equivalent to $0$. Then the pullback
of $\alpha$ is rationally equivalent to zero:
$f^* \alpha \sim_{rat} 0$. See Chapter I of \cite{F} or
Chow Homology, Lemma \ref{chow-lemma-flat-pullback-rational-equivalence}.
\medskip\noindent
Therefore we obtain a commutative diagram
$$
\xymatrix{
Z_{k + r}(X) \ar[r] & A_{k + r}(X) \\
Z_k(Y) \ar[r] \ar[u]^{f^*} & A_k(Y) \ar[u]_{f^*}
}
$$
of groups of $k$-cycles.
\section{The short exact sequence for an open}
\label{section-ses}
\noindent
Let $X$ be a variety and let $U \subset X$ be an open subvariety.
Let $X \setminus U = \bigcup Z_i$ be the decomposition into irreducible
components\footnote{Since in this chapter we only consider Chow groups
of varieties, we are prohibited from taking $Z_k(X \setminus U)$
and $A_k(X \setminus U)$, hence the approach using the varieties $Z_i$.}.
Then for each $k \geq 0$ there exists a commutative diagram
$$
\xymatrix{
\bigoplus Z_k(Z_i) \ar[r] \ar[d] &
Z_k(X) \ar[r] \ar[d] &
Z_k(U) \ar[d] \ar[r] &
0 \\
\bigoplus A_k(Z_i) \ar[r] &
A_k(X) \ar[r] &
A_k(U) \ar[r] &
0
}
$$
with exact rows. Here the vertical arrows are the canonical quotient maps.
The left horizontal arrows are given by proper pushforward along the closed
immersions $Z_i \to X$. The right horizontal arrows are given by flat
pullback along the open immersion $j : U \to X$. Since we have seen that
these maps factor through rational equivalence we obtain the commutativity
of the squares. The top row is exact simply because every subvariety
of $X$ is either contained in some $Z_i$ or has irreducible intersection
with $U$. The bottom row is exact because every principal divisor
$\text{div}_W(f)$ on $U$ is the restriction of a principal divisor on $X$.
More precisely, if $W \subset U$ is a $(k + 1)$-dimensional closed subvariety
and $f \in \mathbf{C}(W)^*$, then denote $\overline{W}$ the closure of $W$
in $X$. Then $W \subset \overline{W}$ is an open immersion, so
$\mathbf{C}(W) = \mathbf{C}(\overline{W})$ and we may think of $f$
as a nonconstant rational function on $\overline{W}$. Then clearly
$$
j^*\text{div}_{\overline{W}}(f) = \text{div}_W(f)
$$
in $Z_k(X)$. The exactness of the lower row follows easily from this.
For details see Chow Homology, Lemma \ref{chow-lemma-restrict-to-open}.
\section{Proper intersections}
\label{section-intersect-properly}
\noindent
First a few lemmas to get dimension estimates.
\begin{lemma}
\label{lemma-dimension-product-varieties}
Let $X$ and $Y$ be varieties. Then $X \times Y$ is a variety and
$\dim(X \times Y) = \dim(X) + \dim(Y)$.
\end{lemma}
\begin{proof}
The scheme $X \times Y = X \times_{\Spec(\mathbf{C})} Y$ is a variety by
Varieties, Lemma \ref{varieties-lemma-product-varieties}.
The statement on dimension is
Varieties, Lemma \ref{varieties-lemma-dimension-product-locally-algebraic}.
\end{proof}
\noindent
Recall that a regular immersion $i : X \to Y$ of schemes
is a closed immersion whose
corresponding sheaf of ideals is locally generated by a regular sequence, see
Divisors, Section \ref{divisors-section-regular-immersions}.
Moreover, the conormal sheaf $\mathcal{C}_{X/Y}$ is finite locally free of
rank equal to the length of the regular sequence. Let us say $i$ is a
{\it regular immersion of codimension $c$}
if $\mathcal{C}_{X/Y}$ is locally free of rank $c$.
\medskip\noindent
More generally, recall
(More on Morphisms, Section \ref{more-morphisms-section-lci})
that $f : X \to Y$ is a local complete intersection
morphism if we can cover $X$ by opens $U$ such that we can factor
$f|_U$ as
$$
\xymatrix{
U \ar[rr]_i \ar[rd] & & \mathbf{A}^n_Y \ar[ld] \\
& Y
}
$$
where $i$ is a Koszul regular immersion (if $Y$ is locally Noetherian
this is the same as asking $i$ to be a regular immersion, see
Divisors, Lemma \ref{divisors-lemma-regular-immersion-noetherian}).
Let us say that $f$ is a {\it local complete intersection morphism
of relative dimension $r$} if for any factorization as above, the
closed immersion $i$ has conormal sheaf of rank $n - r$ (in other
words if $i$ is a Koszul-regular immersion of codimension $n - r$
which in the Noetherian case just means it is regular immersion of
codimension $n - r$).
\begin{lemma}
\label{lemma-pullback-by-regular-immersion}
Let $f : X \to Y$ be a morphism of varieties.
\begin{enumerate}
\item If $Z \subset Y$ is a subvariety dimension $d$ and $f$ is a regular
immersion of codimension $c$, then every irreducible component
of $f^{-1}(Z)$ has dimension $\geq d - c$.
\item If $Z \subset Y$ is a subvariety of dimension $d$ and
$f$ is a local complete intersection morphism of relative dimension $r$,
then every irreducible component of $f^{-1}(Z)$ has dimension $\geq d + r$.
\end{enumerate}
\end{lemma}
\begin{proof}
Proof of (1). We may work locally, hence we may assume that
$Y = \Spec(A)$ and $X = V(f_1, \ldots, f_c)$ where $f_1, \ldots, f_c$
is a regular sequence in $A$. If $Z = \Spec(A/\mathfrak p)$, then
we see that $f^{-1}(Z) = \Spec(A/\mathfrak p + (f_1, \ldots, f_c))$.
If $V$ is an irreducible component of $f^{-1}(Z)$, then we can
choose a closed point $v \in V$ not contained in any other irreducible
component of $f^{-1}(Z)$. Then
$$
\dim(Z) = \dim \mathcal{O}_{Z, v}
\quad\text{and}\quad
\dim(V) = \dim \mathcal{O}_{V, v} = \dim \mathcal{O}_{Z, v}/(f_1, \ldots, f_c)
$$
The first equality for example by
Algebra, Lemma \ref{algebra-lemma-dimension-prime-polynomial-ring}
and the second equality by our choice of closed point.
The result now follows from the fact that dividing by one element
in the maximal ideal decreases the dimension by at most $1$, see
Algebra, Lemma \ref{algebra-lemma-one-equation}.
\medskip\noindent
Proof of (2). Choose a factorization as in the definition of a
local complete intersection and apply (1). Some details omitted.
\end{proof}
\begin{lemma}
\label{lemma-diagonal-regular-immersion}
Let $X$ be a nonsingular variety. Then the diagonal
$\Delta : X \to X \times X$ is a regular immersion of codimension $\dim(X)$.
\end{lemma}
\begin{proof}
In fact, any closed immersion between nonsingular projective
varieties is a regular immersion, see Divisors,
Lemma \ref{divisors-lemma-immersion-smooth-into-smooth-regular-immersion}.
\end{proof}
\noindent
The following lemma demonstrates how reduction to the diagonal works.
\begin{lemma}
\label{lemma-intersect-in-smooth}
Let $X$ be a nonsingular variety and let $W,V \subset X$
be closed subvarieties with $\dim(W) = s$ and $\dim(V) = r$. Then every
irreducible component $Z$ of $V \cap W$ has dimension $\geq r + s - \dim(X)$.
\end{lemma}
\begin{proof}
Since $V \cap W = \Delta^{-1}(V \times W)$ (scheme theoretically)
we conclude by Lemmas \ref{lemma-diagonal-regular-immersion} and
\ref{lemma-pullback-by-regular-immersion}.
\end{proof}
\noindent
This lemma suggests the following definition.
\begin{definition}
\label{definition-proper-intersection}
Let $X$ be a nonsingular variety.
\begin{enumerate}
\item Let $W,V \subset X$ be closed subvarieties with
$\dim(W) = s$ and $\dim(V) = r$. We say that $W$ and $V$
{\it intersect properly} if $\dim(V \cap W) \leq r + s - \dim(X)$.
\item Let $\alpha = \sum n_i [W_i]$ be an $s$-cycle,
and $\beta = \sum_j m_j [V_j]$ be an $r$-cycle on $X$. We say
that $\alpha$ and $\beta$ {\it intersect properly} if
$W_i$ and $V_j$ intersect properly for all $i$ and $j$.
\end{enumerate}
\end{definition}
\section{Intersection multiplicities using Tor formula}
\label{section-tor-formula}
\noindent
A basic fact we will use frequently is that given sheaves of
modules $\mathcal{F}$, $\mathcal{G}$ on a ringed space $(X, \mathcal{O}_X)$
and a point $x \in X$ we have
$$
\text{Tor}_p^{\mathcal{O}_X}(\mathcal{F}, \mathcal{G})_x =
\text{Tor}_p^{\mathcal{O}_{X, x}}(\mathcal{F}_x, \mathcal{G}_x)
$$
as $\mathcal{O}_{X, x}$-modules. This can be seen in several ways
from our construction of derived tensor products in
Cohomology, Section \ref{cohomology-section-flat}, for example it follows from
Cohomology, Lemma \ref{cohomology-lemma-check-K-flat-stalks}.
Moreover, if $X$ is a scheme and $\mathcal{F}$ and $\mathcal{G}$
are quasi-coherent, then the modules
$\text{Tor}_p^{\mathcal{O}_X}(\mathcal{F}, \mathcal{G})$ are
quasi-coherent too, see
Derived Categories of Schemes, Lemma
\ref{perfect-lemma-quasi-coherence-tensor-product}.
More important for our purposes is the following result.
\begin{lemma}
\label{lemma-tensor-coherent}
Let $X$ be a locally Noetherian scheme.
\begin{enumerate}
\item If $\mathcal{F}$ and $\mathcal{G}$ are coherent $\mathcal{O}_X$-modules,
then $\text{Tor}_p^{\mathcal{O}_X}(\mathcal{F}, \mathcal{G})$ is too.
\item If $L$ and $K$ are in $D^-_{\textit{Coh}}(\mathcal{O}_X)$, then
so is $L \otimes_{\mathcal{O}_X}^\mathbf{L} K$.
\end{enumerate}
\end{lemma}
\begin{proof}
Let us explain how to prove (1) in a more elementary way and part (2)
using previously developed general theory.
\medskip\noindent
Proof of (1). Since formation of $\text{Tor}$ commutes with localization
we may assume $X$ is affine. Hence $X = \Spec(A)$ for some Noetherian
ring $A$ and $\mathcal{F}$, $\mathcal{G}$ correspond to finite $A$-modules
$M$ and $N$ (Cohomology of Schemes, Lemma
\ref{coherent-lemma-coherent-Noetherian}).
By Derived Categories of Schemes, Lemma
\ref{perfect-lemma-quasi-coherence-tensor-product} we may
compute the $\text{Tor}$'s by first computing the $\text{Tor}$'s
of $M$ and $N$ over $A$, and then taking the associated $\mathcal{O}_X$-module.
Since the modules $\text{Tor}_p^A(M, N)$ are finite by
Algebra, Lemma \ref{algebra-lemma-tor-noetherian}
we conclude.
\medskip\noindent
By Derived Categories of Schemes, Lemma
\ref{perfect-lemma-identify-pseudo-coherent-noetherian}
the assumption is equivalent to asking $L$ and $K$ to be
(locally) pseudo-coherent. Then $L \otimes_{\mathcal{O}_X}^\mathbf{L} K$
is pseudo-coherent by
Cohomology, Lemma \ref{cohomology-lemma-tensor-pseudo-coherent}.
\end{proof}
\begin{lemma}
\label{lemma-compute-tor-nonsingular}
Let $X$ be a nonsingular variety.
Let $\mathcal{F}$, $\mathcal{G}$ be coherent $\mathcal{O}_X$-modules.
The $\mathcal{O}_X$-module
$\text{Tor}_p^{\mathcal{O}_X}(\mathcal{F}, \mathcal{G})$
is coherent, has stalk at $x$ equal to
$\text{Tor}_p^{\mathcal{O}_{X, x}}(\mathcal{F}_x, \mathcal{G}_x)$,
is supported on
$\text{Supp}(\mathcal{F}) \cap \text{Supp}(\mathcal{G})$, and
is nonzero only for $p \in \{0, \ldots, \dim(X)\}$.
\end{lemma}
\begin{proof}
The result on stalks was discussed above and it implies the support
condition. The $\text{Tor}$'s are coherent by
Lemma \ref{lemma-tensor-coherent}. The vanishing of negative
$\text{Tor}$'s is immediate from the construction. The
vanishing of $\text{Tor}_p$ for $p > \dim(X)$ can be seen as follows:
he local rings $\mathcal{O}_{X, x}$ are regular
(as $X$ is nonsingular) of dimension $\leq \dim(X)$
(Algebra, Lemma \ref{algebra-lemma-dimension-prime-polynomial-ring}),
hence $\mathcal{O}_{X, x}$ has finite global dimension $\leq \dim(X)$
(Algebra, Lemma \ref{algebra-lemma-finite-gl-dim-finite-dim-regular})
which implies that $\text{Tor}$-groups of modules vanish beyond the dimension
(More on Algebra, Lemma \ref{more-algebra-lemma-finite-gl-dim-tor-dimension}).
\end{proof}
\noindent
Let $X$ be a nonsingular variety and $W, V \subset X$
be closed subvarieties with $\dim(W) = s$ and $\dim(V) = r$.
Assume $V$ and $W$ intersect properly.
In this case Lemma \ref{lemma-intersect-in-smooth} tells us all irreducible
components of $V \cap W$ have dimension equal to $r + s - \dim(X)$.
The sheaves $\text{Tor}_j^{\mathcal{O}_X}(\mathcal{O}_W, \mathcal{O}_V)$ are
coherent, supported on $V \cap W$, and zero if $j < 0$ or $j > \dim(X)$
(Lemma \ref{lemma-compute-tor-nonsingular}).
We define the {\it intersection product} as
$$
W \cdot V = \sum\nolimits_i (-1)^i
[\text{Tor}_i^{\mathcal{O}_X}(\mathcal{O}_W, \mathcal{O}_V)]_{r + s - \dim(X)}.
$$
We stress that this makes sense only because of our assumption that
$V$ and $W$ intersect properly. This fact will necessitate a moving
lemma in order to define the intersection product in general.
\medskip\noindent
With this notation, the cycle $V \cdot W$ is a formal linear
combination $\sum e_Z Z$ of the irreducible components $Z$
of the intersection $V \cap W$. The integers $e_Z$ are called
the {\it intersection multiplicities}
$$
e_Z = e(X, V \cdot W, Z) =
\sum\nolimits_i
(-1)^i
\text{length}_{\mathcal{O}_{X, Z}}
\text{Tor}_i^{\mathcal{O}_{X, Z}}(\mathcal{O}_{W, Z}, \mathcal{O}_{V, Z})
$$
where $\mathcal{O}_{X, Z}$, resp.\ $\mathcal{O}_{W, Z}$,
resp.\ $\mathcal{O}_{V, Z}$ denotes the local ring of $X$, resp.\ $W$,
resp.\ $V$ at the generic point of $Z$.
These alternating sums of lengths of $\text{Tor}$'s satisfy many good
properties, as we wll see later on.
\medskip\noindent
In the case of transversal intersections, the intersection number is $1$.
\begin{lemma}
\label{lemma-transversal}
Let $X$ be a nonsingular variety. Let $V, W \subset X$ be
closed subvarieties which intersect properly. Let $Z$ be an irreducible
component of $V \cap W$ and assume that the multiplicity
(in the sense of Section \ref{section-cycle-of-closed}) of $Z$
in the closed subscheme $V \cap W$ is $1$.
Then $e(X, V \cdot W, Z) = 1$ and $V$ and $W$ are smooth
in a general point of $Z$.
\end{lemma}
\begin{proof}
Let $(A, \mathfrak m, \kappa) =
(\mathcal{O}_{X, \xi}, \mathfrak m_\xi, \kappa(\xi))$ where $\xi \in Z$
is the generic point. Then $\dim(A) = \dim(X) - \dim(Z)$, see
Varieties, Lemma \ref{varieties-lemma-dimension-locally-algebraic}.
Let $I, J \subset A$ cut out the trace of $V$ and $W$
in $\Spec(A)$. Set $\overline{I} = I + \mathfrak m^2/\mathfrak m^2$.
Then $\dim_\kappa \overline{I} \leq \dim(X) - \dim(V)$ with equality
if and only if $A/I$ is regular (this follows from the lemma cited
above and the definition of regular rings, see
Algebra, Definition \ref{algebra-definition-regular-local}
and the discussion preceding it). Similarly for $\overline{J}$.
If the multiplicity is $1$, then
$\text{length}_A(A/I + J) = 1$, hence $I + J = \mathfrak m$, hence
$\overline{I} + \overline{J} = \mathfrak m/\mathfrak m^2$.
Then we get equality everywhere (because the intersection is
proper). Hence we find $f_1, \ldots, f_a \in I$ and $g_1, \ldots g_b \in J$
such that $\overline{f}_1, \ldots, \overline{g}_b$ is a basis
for $\mathfrak m/\mathfrak m^2$. Then $f_1, \ldots, g_b$ is a
regular system of parameters and a regular sequence
(Algebra, Lemma \ref{algebra-lemma-regular-ring-CM}).
The same lemma shows $A/(f_1, \ldots, f_a)$ is a regular local ring
of dimension $\dim(X) - \dim(V)$, hence $A/(f_1, \ldots, f_a) \to A/I$
is an isomorphism (if the kernel is nonzero, then the dimension
of $A/I$ is strictly less, see
Algebra, Lemmas \ref{algebra-lemma-regular-domain} and
\ref{algebra-lemma-one-equation}).
We conclude $I = (f_1, \ldots, f_a)$ and $J = (g_1, \ldots, g_b)$
by symmetry. Thus the Koszul complex $K_\bullet(A, f_1, \ldots, f_a)$
on $f_1, \ldots, f_a$ is a resolution of $A/I$, see
More on Algebra, Lemma \ref{more-algebra-lemma-regular-koszul-regular}.
Hence
\begin{align*}
\text{Tor}_p^A(A/I, A/J)
& =
H_p(K_\bullet(A, f_1, \ldots, f_a) \otimes_A A/J) \\
& =
H_p(K_\bullet(A/J, f_1 \bmod J, \ldots, f_a \bmod J))
\end{align*}
Since we've seen above that $f_1 \bmod J, \ldots, f_a \bmod J$ is
a regular system of parameters in the regular local ring $A/J$
we conclude that there is only one cohomology group, namely
$H_0 = A/(I + J) = \kappa$. This finishes the proof.
\end{proof}
\begin{example}
\label{example-naive-multiplicity-wrong}
In this example we show that it is necessary to use the higher
tors in the formula for the intersection multiplicities above.
Let $X$ be a nonsingular variety of dimension $4$.
Let $p \in X$ be a closed point. Let $V, W \subset X$
be closed subvarieties in $X$. Assume that there is an
isomorphism
$$
\mathcal{O}_{X, p}^\wedge \cong \mathbf{C}[[x, y, z, w]]
$$
such that the ideal of $V$ is $(xz, xw, yz, yw)$ and the ideal
of $W$ is $(x - z, y - w)$. Then a computation shows that
$$
\text{length}\ \mathbf{C}[[x, y, z, w]]/
(xz, xw, yz, yw, x - z, y - w) = 3
$$
On the other hand, the multiplicity $e(X, V \cdot W, p) = 2$
as can be seen from the fact that formal locally $V$ is the
union of two smooth planes $x = y = 0$ and $z = w = 0$ at $p$,
each of which has intersection multiplicity $1$ with the plane
$x - z = y - w = 0$ (Lemma \ref{lemma-transversal}). To make an
actual example, take
a general morphism $f : \mathbf{P}^2 \to \mathbf{P}^4$ given by
$5$ homogeneous polynomials of degree $> 1$. The image
$V \subset \mathbf{P}^4 = X$ will have singularities of the type
described above, because there will be $p_1, p_2 \in \mathbf{P}^2$
with $f(p_1) = f(p_2)$. To find $W$ take a general plane passing
through such a point.
\end{example}
\section{Algebraic multiplicities}
\label{section-multiplicities}
\noindent
Let $(A, \mathfrak m, \kappa)$ be a Noetherian local ring.
Let $M$ be a finite $A$-module and let $I \subset A$ be an ideal
of definition (Algebra, Definition \ref{algebra-definition-ideal-definition}).
Recall that the function
$$
\chi_{I, M}(n) = \text{length}_A(M/I^nM) =
\sum\nolimits_{p = 0, \ldots, n - 1} \text{length}_A(I^pM/I^{p + 1}M)
$$
is a numerical polynomial
(Algebra, Proposition \ref{algebra-proposition-hilbert-function-polynomial}).
The degree of this polynomial is equal to $\dim(\text{Supp}(M))$ by
Algebra, Lemma \ref{algebra-lemma-support-dimension-d}.
\begin{definition}
\label{definition-multiplicity}
In the situation above, if $d \geq \dim(\text{Supp}(M))$, then we set
$e_I(M, d)$ equal to $0$ if $d > \dim(\text{Supp}(M))$
and equal to $d!$ times the
leading coefficient of the numerical polynomial $\chi_{I, M}$ so that
$$
\chi_{I, M}(n) \sim e_I(M, d) \frac{n^d}{d!} + \text{lower order terms}
$$
The {\it multiplicity of $M$ for the ideal of definition $I$}
is $e_I(M) = e_I(M, \dim(\text{Supp}(M)))$.
\end{definition}
\noindent
We have the following properties of these multiplicities.
\begin{lemma}
\label{lemma-multiplicity-ses}
Let $A$ be a Noetherian local ring. Let $I \subset A$ be an ideal of
definition. Let $0 \to M' \to M \to M'' \to 0$ be a short exact sequence
of finite $A$-modules. Let $d \geq \dim(\text{Supp}(M))$. Then
$$
e_I(M, d) = e_I(M', d) + e_I(M'', d)
$$
\end{lemma}
\begin{proof}
Immediate from the definitions and
Algebra, Lemma \ref{algebra-lemma-hilbert-ses-chi}.
\end{proof}
\begin{lemma}
\label{lemma-multiplicity-as-a-sum}
Let $A$ be a Noetherian local ring. Let $I \subset A$ be an ideal of
definition. Let $M$ be a finite $A$-module. Let $d \geq \dim(\text{Supp}(M))$.
Then
$$
e_I(M, d) =
\sum \text{length}_{A_\mathfrak p}(M_\mathfrak p) e_I(A/\mathfrak p, d)
$$
where the sum is over primes $\mathfrak p \subset A$ with
$\dim(A/\mathfrak p) = d$.
\end{lemma}
\begin{proof}
Both the left and side and the right hand side are additive in short
exact sequences of modules of dimension $\leq d$, see
Lemma \ref{lemma-multiplicity-ses} and
Algebra, Lemma \ref{algebra-lemma-length-additive}.
Hence by Algebra, Lemma \ref{algebra-lemma-filter-Noetherian-module}
it suffices to prove this when $M = A/\mathfrak q$ for some
prime $\mathfrak q$ of $A$ with $\dim(A/\mathfrak q) \leq d$.
This case is obvious.
\end{proof}
\begin{lemma}
\label{lemma-leading-coefficient}
Let $P$ be a polynomial of degree $r$ with leading coefficient $a$.
Then
$$
r! a = \sum\nolimits_{i = 0, \ldots, r} (-1)^i{r \choose i} P(t - i)
$$
for any $t$.
\end{lemma}
\begin{proof}
Let us write $\Delta$ the operator which to a polynomial $P$ associates
the polynomial $\Delta(P) = P(t) - P(t - 1)$. We claim that
$$
\Delta^r(P) = \sum\nolimits_{i = 0, \ldots, r} (-1)^i {r \choose i} P(t - i)
$$
This is true for $r = 0, 1$ by inspection. Assume it is true for $r$.
Then we compute
\begin{align*}
\Delta^{r + 1}(P)
& =
\sum\nolimits_{i = 0, \ldots, r} (-1)^i {r \choose i} \Delta(P)(t - i) \\
& =
\sum\nolimits_{n = -r, \ldots, 0} (-1)^i {r \choose i}
(P(t - i) - P(t - i - 1))
\end{align*}
Thus the claim follows from the equality
$$
{r + 1 \choose i} = {r \choose i} + {r \choose i - 1}
$$
The lemma follows from the fact that $\Delta(P)$ is of degree $r - 1$
with leading coefficient $ra$ if the degree of $P$ is $r$.
\end{proof}
\noindent
An important fact is that one can compute the multiplicity in terms
of the Koszul complex. Recall that if $R$ is a ring and
$f_1, \ldots, f_r \in R$, then $K_\bullet(f_1, \ldots, f_r)$
denotes the Koszul complex, see
More on Algebra, Section \ref{more-algebra-section-koszul}.
\begin{theorem}
\label{theorem-multiplicity-with-koszul}
\begin{reference}
\cite[Theorem 1 in part B of Chapter IV]{Serre_algebre_locale}
\end{reference}
Let $A$ be a Noetherian local ring. Let $I = (f_1, \ldots, f_r) \subset A$
be an ideal of definition. Let $M$ be a finite $A$-module. Then