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DICTATORSHIP vs. DEMOCRACY
(_TERRORISM AND COMMUNISM_)
A Reply to Karl Kautsky by
LEON TROTSKY
With a Preface by
H. N. BRAILSFORD
and Foreword by Max Bedact
[Illustration: WORKERS PARTY OF AMERICA. WORKERS OF THE WORLD UNITE.]
Published 1922 by
WORKERS PARTY OF AMERICA
799 Broadway, Room 405
New York City
CONTENTS
FOREWORD V
PREFACE XI
INTRODUCTION 5
THE BALANCE OF POWER 12
THE DICTATORSHIP OF THE PROLETARIAT 20
DEMOCRACY 28
TERRORISM 48
THE PARIS COMMUNE AND SOVIET RUSSIA 69
MARX AND ... KAUTSKY 91
THE WORKING CLASS AND ITS SOVIET POLICY 98
PROBLEMS OF THE ORGANIZATION OF LABOR 128
KARL KAUTSKY, HIS SCHOOL AND HIS BOOK 177
IN PLACE OF AN EPILOGUE 188
Foreword
By MAX BEDACT
In a land where "democracy" is so deeply entrenched as in our United
States of America it may seem futile to try to make friends for a
dictatorship, by a close comparison of the principles of the
two--Dictatorship versus Democracy. But then, confiding in the
inviting gesture of the Goddess of Liberty many of our friends and
fellow citizens have tested that sacred principle of democracy,
freedom of speech, a little too freely--and landed in the penitentiary
for it. Others again, relying on the not less sacred principle of
democracy, freedom of assembly, have come in unpleasant contact with a
substantial stick of hardwood, wielded by an unwieldily guardian of
the law, and awoke from the immediate effects of this collision in
some jail. Again others, leaning a little too heavily against the
democratic principle of freedom of press broke down that pasteboard
pillar of democracy, and incidentally into prison.
Looking at this side of the bright shining medal of our beloved
democracy it seems that there is not the slightest bit of difference
between the democracy of capitalist America and the dictatorship of
Soviet Russia. But there is a great difference. The dictatorship in
Russia is bold and upright class rule, which has as its ultimate
object the abolition of all class rule and all dictatorships. Our
democracy, on the other hand, is a Pecksniffian Dictatorship, is
hypocrisy incarnate, promising all liberty in phrases, but in reality
even penalizing free thinking, consistently working only for one
object: to perpetuate the rule of the capitalist class, the capitalist
dictatorship.
"Dictatorship versus Democracy" is, therefore, enough of an open
question even in our own country to deserve some consideration. To
give food for thought on this subject is the object of the publication
of Trotsky's book.
This book is an answer to a book by Karl Kautsky, "Terrorism and
Communism." It is polemical in character. Polemical writings are,
as a rule, only thoroughly understood if one reads both sides of
the question. But even if we could not take for granted that the
proletarian reader is fully familiar with the question at issue we
could not conscientiously advise a worker to get Kautsky's book. It is
really asking our readers to undertake the superhuman task of reading a
book which in the guise of a scientific treatise is foully hitting him
below the belt, and then expect him to pay two dollars for it in the
bargain.
Anyhow, to read Kautsky's book is an ordeal for any revolutionist.
Kautsky, in his book, tries to prove that the humanitarian instincts
of the masses must defeat any attempt to overpower and suppress the
bourgeoisie by terrorist means. But to read his book must kill in the
proletarian reader the last remnants of those instincts on which
Kautsky's hope for the safety of the bourgeoisie is based. There would
even not be enough of those instincts left to save Kautsky from the
utter contempt of the proletarian masses, a fate he so richly deserves.
Mr. Kautsky was once the foremost exponent of Marxism. Many of those
fighting to-day in the front ranks of the proletarian army revered
Kautsky as their teacher. But even in his most glorious days as a
Marxist his was the musty pedantry of the German professor, which was
hardly ever penetrated by a live spark of revolutionary spirit. Still,
the Russian revolution of 1905 found a friend in him. That revolution
did not commit the unpardonable sin of being successful. But when the
tornado of the first victorious proletarian revolution swept over
Russia and destroyed in its fury some of the tormentors and exploiters
of the working class--then Kautsky's "humanitarianism" killed the last
remnant of revolutionary spirit and instinct in him and left only a
pitiful wreck of an apologist for capitalism, that was once Kautsky,
the Marxist.
July, 1914. The echoes of the shots fired in Sarajewo threaten to set
the world in flames. Will it come, the seeming inevitable? No!--A
thousand times no! Had not the forces of a future order, had not the
International of Labor--the Second International--solemnly declared in
1907 in Stuttgart, in 1911 in Copenhagen and in 1912 in Basel: "We will
fight war by all means at our disposal. Let the exploiters start a war.
It will begin as a war of capitalist governments against each other; it
will end--it must end--as a war of the working class of the world
against world capitalism; it must end in the proletarian revolution."
We, the socialists of the world, comrades from England and Russia, from
America and Germany, from France and Austria; we comrades from all over
the world, had solemnly promised ourselves: "War against war!" We had
promised ourselves and our cause to answer the call of capitalism for a
world war with a call on the proletariat for a world revolution.
Days passed. July disappeared in the ocean of time. The first days of
August brought the booming of the cannon to our ears, messengers of
the grim reality of war. And then the news of the collapse of the
Second International; reports of betrayal by the socialists; betrayal
in London and Vienna; betrayal in Berlin and Brussels; betrayal in
Paris; betrayal everywhere. What would Kautsky say to this rank
betrayal, Kautsky, the foremost disciple of Marx, Kautsky, the
foremost theoretician of the Second International? Will he at least
speak up? He did not speak up. Commenting on the betrayal he wrote in
"Die Neue Zeit": "Die Kritik der Waffen hat eingesetzt; jetzt hat die
Waffe der Kritik zu schweigen."[1] With this one sentence Kautsky
replaced Marxism as the basis of his science with rank and undisguised
hypocrisy. From then on although trying to retain the toga of a
Marxist scholar on his shoulders, with thousands of "if's" and
"when's" and "but's" he became the apologist for the betrayal of the
German Social-Democracy, and the betrayal of the Second International.
[1] The arbitrament of arms is on; now the weapon of
criticism must rest.
It is true that his "if's" and "when's" and "but's" did not satisfy
the Executive Committee of the Social-Democratic Party. They hoped for
a victory of the imperial army and wanted to secure a full and
unmitigated share of the glory of "His Majesty's" victory. That is why
they did not appreciate Kautsky's excellent service. So they helped
the renegade to a cheap martyrdom by removing him from the editorship
of "Die Neue Zeit." After 1918 it may have dawned upon Scheidemann and
Ebert how much better Kautsky served the capitalist cause by couching
his betrayal in words that did not lose him outright all the
confidence of the proletariat. And Kautsky himself is now exhausting
every effort to prove to Noske and Scheidemann how cruelly he was
mistreated and how well he deserves to be taken back to their bosom.
Kautsky's book "Terrorism and Communism" is dictated by hatred of the
Russian revolution. It is influenced by fear of a like revolution in
Germany. It is written with tears for the counter-revolutionary
bourgeoisie and its pseudo-"socialist" henchmen who have been
sacrificed on the altar of revolution by the proletarian dictatorship
in Russia. Kautsky prefers to sacrifice the revolution and the
revolutionists on the altar of "humanitarianism." The author of
"Ethics and the Materialist Conception of History" knows--must
know--that humanitarianism under capitalism is capitalist
humanitarianism. This humanitarianism mints gold out of the bones, the
blood, the health and the suffering of the whole working class while
it sheds tears about an individual case of cruelty to one human being.
This humanitarianism punishes murder with death and beats to death the
pacifist who protests against war as an act of mass murder. Under the
cloak of "humanitarian instincts" Kautsky only hides the enemy of the
proletarian revolution. The question at issue is not _terrorism_. It
is the _dictatorship_; it is _revolution_ itself. If the Russian
proletariat was justified in taking over power it was in duty bound to
use _all_ means necessary to keep it. If it is a crime for them to use
terrorist means then it was a crime to take a power which they could
maintain only by terrorist means. And that is really Kautsky's point.
The crime of the Bolsheviki is that they took power. If Kautsky were a
mere sentimentalist and yet a revolutionist he could shed tears over
the unwillingness of the bourgeoisie to give up power without a
struggle. But not being a revolutionist he condemns the proletariat
for having taken and maintained power by the only means possible, by
_force_. Kautsky would much prefer to shed crocodile tears over
tens of thousands of proletarian revolutionists slaughtered by a
successful counter-revolution. He scorns the Russian Communists
because they robbed him of the opportunity to parade his petit
bourgeois and consequently pro-capitalist "humanitarian" sentiments in
a pro-revolutionary cloak. But he must parade them at any cost. So he
parades them without disguise as a mourner for the suppressed
bourgeoisie in Russia.
Trotsky's answer to Kautsky is not only one side of a controversy. It
is one of the literary fruits of the revolution itself. It breathes
the breath of revolution. It conquers the gray scholastic theory of
the renegade with the irresistible weapon of the revolutionary
experience of the Russian proletariat. It refuses to shed tears over
the victims of Gallifet and shows what alone saved the Russian
revolution from the Russian Gallifets, the Kolchaks, Wrangels, etc.
Trotsky's book is not only an answer to Karl Kautsky; it is an answer
to the thousands of Kautskys in the socialist movement the world over
who want the proletariat to drown the memory of seas of proletarian
blood shed by their treachery in an ocean of tears shed for the
suppressed bourgeoisie of Russia.
Trotsky's book is one of the most effective weapons in the literary
arsenal of the revolutionary proletariat in its fight against the
social traitors for leadership of the proletarian masses.
PREFACE
By H. N. BRAILSFORD
It has been said of the Bolsheviks that they are more interesting than
Bolshevism. To those who hold to the economic interpretation of
history that may seem a heresy. None the less, I believe that the
personality not merely of the leaders but also of their party goes far
to explain the making and survival of the Russian Revolution. To us in
the West they seem a wholly foreign type. With Socialist leaders and
organizations we and our fathers have been familiar for three-quarters
of a century. There has been no lack of talent and even of genius
among them. The movement has produced its great theorist in Marx, its
orator in Jaurès, its powerful tacticians like Bebel, and it has
influenced literature in Morris, Anatole France and Shaw. It bred,
however, no considerable man of action, and it was left for the
Russians to do what generations of Western Socialists had spent their
lives in discussing. There was in this Russian achievement an almost
barbaric simplicity and directness. Here were man who really believed
the formulæ of our theorists and the resolutions of our Congresses.
What had become for us a sterilized and almost respectable orthodoxy
rang to their ears as a trumpet call to action. The older generation
has found it difficult to pardon their sincerity. The rest of us want
to understand the miracle.
The real audacity of the Bolsheviks lay in this, that they made a
proletarian revolution precisely in that country which, of all
portions of the civilized world, seemed the least prepared for it by
its economic development. For an agrarian revolt, for the subdivision
of the soil, even for the overthrow of the old governing class, Russia
was certainly ready. But any spontaneous revolution, with its
foundations laid in the masses of the peasantry, would have been
individualistic and not communistic. The daring of the Bolsheviks lay
in their belief that the minute minority of the urban working class
could, by its concentration, its greater intelligence and its relative
capacity for organization, dominate the inert peasant mass, and give
to their outbreak of land-hunger the character and form of a
constructive proletarian revolution. The bitter struggle among Russian
parties which lasted from March, 1917, down to the defeat of Wrangel
in November, 1920, was really an internecine competition among them
for the leadership of the peasants. Which of these several groups
could enlist their confidence, to the extent of inducing them not
merely to fight, but to accept the discipline, military and civilian,
necessary for victory? At the start the Bolsheviks had everything
against them. They are nearly all townsmen. They talked in terms of a
foreign and very German doctrine. Few of them, save Lenin, grasped the
problems of rural life at all. The landed class should at least have
known the peasant better. Their chief rivals were the Social
Revolutionaries, a party which from its first beginnings had made a
cult of the Russian peasant, studied him, idealized him and courted
him, which even seemed in 1917 to have won him. Many circumstances
explain the success of the Bolsheviks, who proved once again in
history the capacity of the town, even when its population is
relatively minute, for swift and concentrated action. They also had
the luck to deal with opponents who committed the supreme mistake of
invoking foreign aid. But none of these advantages would have availed
without an immense superiority of character. The Slav temperament,
dreamy, emotional, undisciplined, showed itself at its worst in the
incorrigible self-indulgence of the more aristocratic "Whites," while
the "intellectuals" of the moderate Socialist and Liberal groups have
been ruined for action by their exclusively literary and æsthetic
education. The Bolsheviks may be a less cultivated group, but, in
their underground life of conspiracy, they had learned sobriety,
discipline, obedience, and mutual confidence. Their rigid dogmatic
Marxist faith gives to them the power of action which belongs only to
those who believe without criticism or question. Their ability to lead
depends much less than most Englishmen suppose, on their ruthlessness
and their readiness to practise the arts of intimidation and
suppression. Their chief asset is their self-confidence. In every
emergency they are always sure that they have the only workable plan.
They stand before the rest of Russia as one man. They never doubt or
despair, and even when they compromise, they do it with an air of
truculence. Their survival amid invasion, famine, blockade, and
economic collapse has been from first to last a triumph of the
unflinching will and the fanatical faith. They have spurred a lazy and
demoralized people to notable feats of arms and to still more
astonishing feats of endurance. To hypnotize a nation in this fashion
is, perhaps, the most remarkable feat of the human will in modern
times.
This book is, so far, by far the most typical expression of the
Bolshevik temperament which the revolution has produced.
Characteristically it is a polemic, and not a constructive essay. Its
self-confidence, its dash, even its insolence, are a true expression
of the movement. Its author bears a world-famous name. Everyone can
visualize the powerful head, the singularly handsome features, the
athletic figure of the man. He makes in private talk an impression of
decision and definiteness. He is not rapid or expansive in speech, for
everything that he says is calculated and clear cut. One has the sense
that one is in the presence of abounding yet disciplined vitality. The
background is an office which by its military order and punctuality
rebukes the habitual slovenliness of Russia. On the platform his
manner was much quieter than I expected. He spoke rather slowly, in a
pleasant tenor voice, walking to and fro across the stage and choosing
his words, obviously anxious to express his thoughts forcibly but also
exactly. A flash of wit and a striking phrase came frequently, but the
manner was emphatically not that of a demagogue. The man, indeed, is a
natural aristocrat, and his tendency, which Lenin, the aristocrat by
birth, corrects, is towards military discipline and authoritative
regimentation.
There is nothing surprising to-day in the note of authority which one
hears in Trotsky's voice and detects in his writing, for he is the
chief of a considerable army, which owes everything to his talent for
organization. It was at Brest-Litovsk that he displayed the audacity
which is genius. Up to that moment there was little in his career to
distinguish him from his comrades of the revolutionary under-world--a
university course cut short by prison, an apprenticeship to agitation
in Russia, some years of exile spent in Vienna, Paris, and New York,
the distinction which he shares with Tchitcherin of "sitting" in a
British prison, a ready wit, a gift of trenchant speech, but as yet
neither the solid achievement nor the legend which gives confidence.
Yet this obscure agitator, handicapped in such a task by his Jewish
birth, faced the diplomatist and soldiers of the Central Empires,
flushed as they were with victory and the insolence of their kind,
forced them into public debate, staggered them by talking of first
principles as though the defeat and impotence of Russia counted for
nothing, and actually used the negotiations to shout across their
heads his summons to their own subjects to revolt. He showed in this
astonishing performance the grace and audacity of a "matador." This
unique bit of drama revealed the persistent belief of the Bolsheviks
in the power of the defiant challenge, the magnetic effect of sheer
will. Since this episode his services to the revolution have been more
solid but not less brilliant. He had no military knowledge or
experience, yet he took in hand the almost desperate task of creating
an army. He has often been compared to Carnot. But, save that both had
lost officers, there was little in common between the French and the
Russian armies in the early stages of the two revolutions. The French
army had not been demoralized by defeat, or wearied by long inaction,
or sapped by destructive propaganda. Trotsky had to create his Red
Army from the foundations. He imposed firm discipline, and yet
contrived to preserve the élan of the revolutionary spirit. Hampered
by the inconceivable difficulties that arose from ruined railways and
decayed industries, he none the less contrived to make a military
machine which overthrew the armies of Kolchak, Denikin and Wrangel,
with the flower of the old professional officers at their head. As a
feat of organization under inordinate difficulties, his work ranks as
the most remarkable performance of the revolution.
It is not the business of a preface to anticipate the argument of a
book, still less to obtrude personal opinions. Kautsky's labored
essay, to which this book is the brilliant reply, has been translated
into English, and is widely known. The case against the possibility of
political democracy in a capitalist society could hardly be better put
than in these pages, and the polemic against purely evolutionary
methods is formidable. The English reader of to-day is aware, however,
that the Russian revolution has not stood still since Trotsky wrote.
We have to realize that, even in the view of the Bolsheviks
themselves, the evolution towards Communism is in Russia only in its
early stages. The recent compromises imply, at the best, a very long
period of transition, through controlled capitalist production, to
Socialism. Experience has proved that catastrophic revolution and the
seizure of political power do not in themselves avail to make a
Socialist society. The economic development in that direction has
actually been retarded, and Russia, under the stress of civil war, has
retrograded into a primitive village system of production and
exchange. To every reader's mind the question will be present whether
the peculiar temperament of the Bolsheviks has led them to
over-estimate the importance of political power, to underestimate the
inert resistance of the majority, and to risk too much for the
illusion of dictating. To that question history has not yet given the
decisive answer. The dæmonic will that made the revolution and
defended it by achieving the impossible, may yet vindicate itself
against the dull trend of impersonal forces.
Dictatorship vs. Democracy
Introduction
The origin of this book was the learned brochure by Kautsky with the
same name. My work was begun at the most intense period of the
struggle with Denikin and Yudenich, and more than once was interrupted
by events at the front. In the most difficult days, when the first
chapters were being written, all the attention of Soviet Russia was
concentrated on purely military problems. We were obliged to defend
first of all the very possibility of Socialist economic
reconstruction. We could busy ourselves little with industry, further
than was necessary to maintain the front. We were obliged to expose
Kautsky's economic slanders mainly by analogy with his political
slanders. The monstrous assertions of Kautsky--to the effect that the
Russian workers were incapable of labor discipline and economic
self-control--could, at the beginning of this work, nearly a year ago,
be combatted chiefly by pointing to the high state of discipline and
heroism in battle of the Russian workers at the front created by the
civil war. That experience was more than enough to explode these
bourgeois slanders. But now a few months have gone by, and we can turn
to facts and conclusions drawn directly from the economic life of
Soviet Russia.
As soon as the military pressure relaxed after the defeat of Kolchak
and Yudenich and the infliction of decisive blows on Denikin, after
the conclusion of peace with Esthonia and the beginning of
negotiations with Lithuania and Poland, the whole country turned its
mind to things economic. And this one fact, of a swift and
concentrated transference of attention and energy from one set of
problems to another--very different, but requiring not less
sacrifice--is incontrovertible evidence of the mighty vigor of the
Soviet order. In spite of political tortures, physical sufferings and
horrors, the laboring masses are infinitely distant from political
decomposition, from moral collapse, or from apathy. Thanks to a regime
which, though it has inflicted great hardships upon them, has given
their life a purpose and a high goal, they preserve an extraordinary
moral stubbornness and ability unexampled in history, and concentrate
their attention and will on collective problems. To-day, in all
branches of industry, there is going on an energetic struggle for the
establishment of strict labor discipline, and for the increase of the
productivity of labor. The party organizations, the trade unions, the
factory and workshop administrative committees, rival one another in
this respect, with the undivided support of the public opinion of the
working class as a whole. Factory after factory willingly, by
resolution at its general meeting, increases its working day.
Petrograd and Moscow set the example, and the provinces emulate
Petrograd. Communist Saturdays and Sundays--that is to say, voluntary
and unpaid work in hours appointed for rest--spread ever wider and
wider, drawing into their reach many, many hundreds of thousands of
working men and women. The industry and productivity of labor at the
Communist Saturdays and Sundays, according to the report of experts
and the evidence of figures, is of a remarkably high standard.
Voluntary mobilizations for labor problems in the party and in the
Young Communist League are carried out with just as much enthusiasm as
hitherto for military tasks. Voluntarism supplements and gives life to
universal labor service. The Committees for universal labor service
recently set up have spread all over the country. The attraction of
the population to work on a mass scale (clearing snow from the roads,
repairing railway lines, cutting timber, chopping and bringing up of
wood to the towns, the simplest building operations, the cutting of
slate and of peat) become more and more widespread and organized every
day. The ever-increasing employment of military formations on the
labor front would be quite impossible in the absence of elevated
enthusiasm for labor.
True, we live in the midst of a very difficult period of economic
depression--exhausted, poverty-stricken, and hungry. But this is no
argument against the Soviet regime. All periods of transition have
been characterized by just such tragic features. Every class society
(serf, feudal, capitalist), having exhausted its vitality, does not
simply leave the arena, but is violently swept off by an intense
struggle, which immediately brings to its participants even greater
privations and sufferings than those against which they rose.
The transition from feudal economy to bourgeois society--a step of
gigantic importance from the point of view of progress--gave us a
terrifying list of martyrs. However the masses of serfs suffered under
feudalism, however difficult it has been, and is, for the proletariat
to live under capitalism, never have the sufferings of the workers
reached such a pitch as at the epochs when the old feudal order was
being violently shattered, and was yielding place to the new. The
French Revolution of the eighteenth century, which attained its
titanic dimensions under the pressure of the masses exhausted with
suffering, itself deepened and rendered more acute their misfortunes
for a prolonged period and to an extraordinary extent. Can it be
otherwise?
Palace revolutions, which end merely by personal reshufflings at the
top, can take place in a short space of time, having practically no
effect on the economic life of the country. Quite another matter are
revolutions which drag into their whirlpool millions of workers.
Whatever be the form of society, it rests on the foundation of labor.
Dragging the mass of the people away from labor, drawing them for a
prolonged period into the struggle, thereby destroying their
connection with production, the revolution in all these ways strikes
deadly blows at economic life, and inevitably lowers the standard
which it found at its birth. The more perfect the revolution, the
greater are the masses it draws in; and the longer it is prolonged,
the greater is the destruction it achieves in the apparatus of
production, and the more terrible inroads does it make upon public
resources. From this there follows merely the conclusion which did not
require proof--that a civil war is harmful to economic life. But to
lay this at the door of the Soviet economic system is like accusing a
new-born human being of the birth-pangs of the mother who brought him
into the world. The problem is to make a civil war a short one; and
this is attained only by resoluteness in action. But it is just
against revolutionary resoluteness that Kautsky's whole book is
directed.
* * * * *
Since the time that the book under examination appeared, not only in
Russia, but throughout the world--and first of all in Europe--the
greatest events have taken place, or processes of great importance
have developed, undermining the last buttresses of Kautskianism.
In Germany, the civil war has been adopting an ever fiercer character.
The external strength in organization of the old party and trade union
democracy of the working class has not only not created conditions for
a more peaceful and "humane" transition to Socialism--as follows from
the present theory of Kautsky--but, on the contrary, has served as one
of the principal reasons for the long-drawn-out character of the
struggle, and its constantly growing ferocity. The more German
Social-Democracy became a conservative, retarding force, the more
energy, lives, and blood have had to be spent by the German
proletariat, devoted to it, in a series of systematic attacks on the
foundation of bourgeois society, in order, in the process of the
struggle itself, to create an actually revolutionary organization,
capable of guiding the proletariat to final victory. The conspiracy of
the German generals, their fleeting seizure of power, and the bloody
events which followed, have again shown what a worthless and wretched
masquerade is so-called democracy, during the collapse of imperialism
and a civil war. This democracy that has outlived itself has not
decided one question, has not reconciled one contradiction, has not
healed one wound, has not warded off risings either of the Right or of
the Left; it is helpless, worthless, fraudulent, and serves only to
confuse the backward sections of the people, especially the lower
middle-classes.
The hope expressed by Kautsky, in the conclusion of his book, that the
Western countries, the "old democracies" of France and England--crowned
as they are with victory--will afford us a picture of a healthy,
normal, peaceful, truly Kautskian development of Socialism, is one
of the most puerile illusions possible. The so-called Republican
democracy of victorious France, at the present moment, is nothing but
the most reactionary, grasping government that has ever existed in the
world. Its internal policy is built upon fear, greed, and violence, in
just as great a measure as its external policy. On the other hand, the
French proletariat, misled more than any other class has ever been
misled, is more and more entering on the path of direct action. The
repressions which the government of the Republic has hurled upon
the General Confederation of Labor show that even syndicalist
Kautskianism--_i.e._, hypocritical compromise--has no legal place
within the framework of bourgeois democracy. The revolutionizing of
the masses, the growing ferocity of the propertied classes, and the
disintegration of intermediate groups--three parallel processes which
determine the character and herald the coming of a cruel civil
war--have been going on before our eyes in full blast during the last
few months in France.
In Great Britain, events, different in form, are moving along the
self-same fundamental road. In that country, the ruling class of which
is oppressing and plundering the whole world more than ever before,
the formulæ of democracy have lost their meaning even as weapons of
parliamentary swindling. The specialist best qualified in this sphere,
Lloyd George, appeals now not to democracy, but to a union of
Conservative and Liberal property holders against the working class.
In his arguments there remains not a trace of the vague democracy of
the "Marxist" Kautsky. Lloyd George stands on the ground of class
realities, and for this very reason speaks in the language of civil
war. The British working class, with that ponderous learning by
experience which is its distinguishing feature, is approaching that
stage of its struggle before which the most heroic pages of Chartism
will fade, just as the Paris Commune will grow pale before the coming
victorious revolt of the French proletariat.
Precisely because historical events have, with stern energy, been
developing in these last months their revolutionary logic, the author
of this present work asks himself: Does it still require to be
published? Is it still necessary to confute Kautsky theoretically? Is
there still theoretical necessity to justify revolutionary terrorism?
Unfortunately, yes. Ideology, by its very essence, plays in the
Socialist movement an enormous part. Even for practical England the
period has arrived when the working class must exhibit an
ever-increasing demand for a theoretical statement of its experiences
and its problems. On the other hand, even the proletarian psychology
includes in itself a terrible inertia of conservatism--the more that,
in the present case, there is a question of nothing less than the
traditional ideology of the parties of the Second International which
first roused the proletariat, and recently were so powerful. After the
collapse of official social-patriotism (Scheidemann, Victor Adler,
Renaudel, Vandervelde, Henderson, Plekhanov, etc.), international
Kautskianism (the staff of the German Independents, Friedrich Adler,
Longuet, a considerable section of the Italians, the British
Independent Labor Party, the Martov group, etc.) has become the chief
political factor on which the unstable equilibrium of capitalist
society depends. It may be said that the will of the working masses of
the whole of the civilized world, directly influenced by the course of
events, is at the present moment incomparably more revolutionary than
their consciousness, which is still dominated by the prejudices of
parliamentarism and compromise. The struggle for the dictatorship of
the working class means, at the present moment, an embittered struggle
with Kautskianism within the working class. The lies and prejudices of
the policy of compromise, still poisoning the atmosphere even in
parties tending towards the Third International, must be thrown aside.
This book must serve the ends of an irreconcilable struggle against
the cowardice, half-measures, and hypocrisy of Kautskianism in all
countries.
* * * * *
P.S.--To-day (May, 1920) the clouds have again gathered over Soviet
Russia. Bourgeois Poland, by its attack on the Ukraine, has opened the
new offensive of world imperialism against the Soviet Republic. The
gigantic perils again growing up before the revolution, and the great
sacrifices again imposed on the laboring masses by the war, are once
again pushing Russian Kautskianism on to the path of open opposition
to the Soviet Government--_i.e._, in reality, on to the path of
assistance to the world murderers of Soviet Russia. It is the fate of
Kautskianism to try to help the proletarian revolution when it is in
satisfactory circumstances, and to raise all kinds of obstacles in its
way when it is particularly in need of help. Kautsky has more than
once foretold our destruction, which must serve as the best proof of
his, Kautsky's, theoretical rectitude. In his fall, this "successor of
Marx" has reached a stage at which his sole serious political
programme consists in speculations on the collapse of the proletarian
dictatorship.
He will be once again mistaken. The destruction of bourgeois Poland by
the Red Army, guided by Communist working men, will appear as a new
manifestation of the power of the proletarian dictatorship, and will
thereby inflict a crushing blow on bourgeois scepticism (Kautskianism)
in the working class movement. In spite of mad confusion of external
forms, watchwords, and appearances, history has extremely simplified
the fundamental meaning of its own process, reducing it to a struggle
of imperialism against Communism. Pilsudsky is fighting, not only for
the lands of the Polish magnates in the Ukraine and in White Russia,
not only for capitalist property and for the Catholic Church, but also
for parliamentary democracy and for evolutionary Socialism, for the
Second International, and for the right of Kautsky to remain a
critical hanger-on of the bourgeoisie. We are fighting for the
Communist International, and for the international proletarian
revolution. The stakes are great on either side. The struggle will be
obstinate and painful. We hope for the victory, for we have every
historical right to it.
L. TROTSKY.
Moscow, May 29, 1920.
Dictatorship vs. Democracy
_A Reply to Karl Kautsky_
_By_ LEON TROTSKY
1
THE BALANCE OF POWER
The argument which is repeated again and again in criticisms of the
Soviet system in Russia, and particularly in criticisms of
revolutionary attempts to set up a similar structure in other
countries, is the argument based on the balance of power. The Soviet
regime in Russia is utopian--"because it does not correspond to the
balance of power." Backward Russia cannot put objects before itself
which would be appropriate to advanced Germany. And for the
proletariat of Germany it would be madness to take political power
into its own hands, as this "at the present moment" would disturb the
balance of power. The League of Nations is imperfect, but still
corresponds to the balance of power. The struggle for the overthrow of
imperialist supremacy is utopian--the balance of power only requires a
revision of the Versailles Treaty. When Longuet hobbled after Wilson
this took place, not because of the political decomposition of
Longuet, but in honor of the law of the balance of power. The Austrian
president, Seitz, and the chancellor, Renner, must, in the opinion of
Friedrich Adler, exercise their bourgeois impotence at the central
posts of the bourgeois republic, for otherwise the balance of power
would be infringed. Two years before the world war, Karl Renner, then
not a chancellor, but a "Marxist" advocate of opportunism, explained
to me that the regime of June 3--that is, the union of landlords and
capitalists crowned by the monarchy--must inevitably maintain itself
in Russia during a whole historical period, as it answered to the
balance of power.
What is this balance of power after all--that sacramental formula
which is to define, direct, and explain the whole course of history,
wholesale and retail? Why exactly is it that the formula of the
balance of power, in the mouth of Kautsky and his present school,
inevitably appears as a justification of indecision, stagnation,
cowardice and treachery?
By the balance of power they understand everything you please: the
level of production attained, the degree of differentiation of
classes, the number of organized workers, the total funds at the
disposal of the trade unions, sometimes the results of the last
parliamentary elections, frequently the degree of readiness for
compromise on the part of the ministry, or the degree of effrontery of
the financial oligarchy. Most frequently, it means that summary
political impression which exists in the mind of a half-blind pedant,
or a so-called realist politician, who, though he has absorbed the
phraseology of Marxism, in reality is guided by the most shallow
manoeuvres, bourgeois prejudices, and parliamentary "tactics." After
a whispered conversation with the director of the police department,
an Austrian Social-Democratic politician in the good, and not so far
off, old times always knew exactly whether the balance of power
permitted a peaceful street demonstration in Vienna on May Day. In the
case of the Eberts, Scheidemanns and Davids, the balance of power was,
not so very long ago, calculated exactly by the number of fingers
which were extended to them at their meeting in the Reichstag with
Bethmann-Hollweg, or with Ludendorff himself.
According to Friedrich Adler, the establishment of a Soviet
dictatorship in Austria would be a fatal infraction of the balance of
power; the Entente would condemn Austria to starvation. In proof of
this, Friedrich Adler, at the July congress of Soviets, pointed to
Hungary, where at that time the Hungarian Renners had not yet, with
the help of the Hungarian Adlers, overthrown the dictatorship of the
Soviets. At the first glance, it might really seem that Friedrich
Adler was right in the case of Hungary. The proletarian dictatorship
was overthrown there soon afterwards, and its place was filled by the
ministry of the reactionary Friedrich. But it is quite justifiable to
ask: Did the latter correspond to the balance of power? At all events,
Friedrich and his Huszar might not even temporarily have seized power
had it not been for the Roumanian army. Hence, it is clear that, when
discussing the fate of the Soviet Government in Hungary, it is
necessary to take account of the "balance of power," at all events in
two countries--in Hungary itself, and in its neighbor, Roumania. But
it is not difficult to grasp that we cannot stop at this. If the
dictatorship of the Soviets had been set up in Austria before the
maturing of the Hungarian crisis, the overthrow of the Soviet regime
in Budapest would have been an infinitely more difficult task.
Consequently, we have to include Austria also, together with the
treacherous policy of Friedrich Adler, in that balance of power which
determined the temporary fall of the Soviet Government in Hungary.
Friedrich Adler himself, however, seeks the key to the balance of
power, not in Russia and Hungary, but in the West, in the countries of
Clemenceau and Lloyd George. They have in their hands bread and
coal--and really bread and coal, especially in our time, are just as
foremost factors in the mechanism of the balance of power as cannon in
the constitution of Lassalle. Brought down from the heights, Adler's
idea consists, consequently, in this: that the Austrian proletariat
must not seize power until such time, as it is permitted to do so by
Clemenceau (or Millerand--_i.e._, a Clemenceau of the second
order).
However, even here it is permissible to ask: Does the policy of
Clemenceau himself really correspond to the balance of power? At the
first glance it may appear that it corresponds well enough, and, if
it cannot be proved, it is, at least, guaranteed by Clemenceau's
gendarmes, who break up working-class meetings, and arrest and
shoot Communists. But here we cannot but remember that the
terrorist measures of the Soviet Government--that is, the same
searches, arrests, and executions, only directed against the
counter-revolutionaries--are considered by some people as a proof that
the Soviet Government does _not_ correspond to the balance of power.
In vain would we, however, begin to seek in our time, anywhere in the
world, a regime which, to preserve itself, did not have recourse to
measures of stern mass repression. This means that hostile class
forces, having broken through the framework of every kind of
law--including that of "democracy"--are striving to find their new
balance by means of a merciless struggle.
When the Soviet system was being instituted in Russia, not only the
capitalist politicians, but also the Socialist opportunists of all
countries proclaimed it an insolent challenge to the balance of
forces. On this score, there was no quarrel between Kautsky, the
Austrian Count Czernin, and the Bulgarian Premier, Radoslavov. Since
that time, the Austro-Hungarian and German monarchies have collapsed,
and the most powerful militarism in the world has fallen into dust.
The Soviet regime has held out. The victorious countries of the
Entente have mobilized and hurled against it all they could. The
Soviet Government has stood firm. Had Kautsky, Friedrich Adler, and
Otto Bauer been told that the system of the dictatorship of the
proletariat would hold out in Russia--first against the attack of
German militarism, and then in a ceaseless war with the militarism of
the Entente countries--the sages of the Second International would
have considered such a prophecy a laughable misunderstanding of the
"balance of power."
The balance of political power at any given moment is determined under
the influence of fundamental and secondary factors of differing
degrees of effectiveness, and only in its most fundamental quality is
it determined by the stage of the development of production. The
social structure of a people is extraordinarily behind the development
of its productive forces. The lower middle-classes, and particularly
the peasantry, retain their existence long after their economic
methods have been made obsolete, and have been condemned, by the
technical development of the productive powers of society. The
consciousness of the masses, in its turn, is extraordinarily behind
the development of their social relations, the consciousness of the
old Socialist parties is a whole epoch behind the state of mind of the
masses, and the consciousness of the old parliamentary and trade union
leaders, more reactionary than the consciousness of their party,
represents a petrified mass which history has been unable hitherto
either to digest or reject. In the parliamentary epoch, during the
period of stability of social relations, the psychological
factor--without great error--was the foundation upon which all current
calculations were based. It was considered that parliamentary
elections reflected the balance of power with sufficient exactness.
The imperialist war, which upset all bourgeois society, displayed the
complete uselessness of the old criteria. The latter completely
ignored those profound historical factors which had gradually been
accumulating in the preceding period, and have now, all at once,
appeared on the surface, and have begun to determine the course of
history.
The political worshippers of routine, incapable of surveying the
historical process in its complexity, in its internal clashes and
contradictions, imagined to themselves that history was preparing the
way for the Socialist order simultaneously and systematically on all
sides, so that concentration of production and the development of a
Communist morality in the producer and the consumer mature
simultaneously with the electric plough and a parliamentary majority.
Hence the purely mechanical attitude towards parliamentarism, which,
in the eyes of the majority of the statesmen of the Second
International, indicated the degree to which society was prepared for
Socialism as accurately as the manometer indicates the pressure of
steam. Yet there is nothing more senseless than this mechanized
representation of the development of social relations.
If, beginning with the productive bases of society, we ascend the
stages of the superstructure--classes, the State, laws, parties, and
so on--it may be established that the weight of each additional part
of the superstructure is not simply to be added to, but in many cases
to be multiplied by, the weight of all the preceding stages. As a
result, the political consciousness of groups which long imagined
themselves to be among the most advanced, displays itself, at a moment
of change, as a colossal obstacle in the path of historical
development. To-day it is quite beyond doubt that the parties of the
Second International, standing at the head of the proletariat, which
dared not, could not, and would not take power into their hands at the
most critical moment of human history, and which led the proletariat
along the road of mutual destruction in the interests of imperialism,
proved a _decisive factor_ of the counter-revolution.
The great forces of production--that shock factor in historical
development--were choked in those obsolete institutions of the
superstructure (private property and the national State) in which they
found themselves locked by all preceding development. Engendered by
capitalism, the forces of production were knocking at all the walls of
the bourgeois national State, demanding their emancipation by means of
the Socialist organization of economic life on a world scale. The
stagnation of social groupings, the stagnation of political forces,
which proved themselves incapable of destroying the old class
groupings, the stagnation, stupidity and treachery of the directing
Socialist parties, which had assumed to themselves in reality the
defense of bourgeois society--all these factors led to an elemental
revolt of the forces of production, in the shape of the imperialist
war. Human technical skill, the most revolutionary factor in history,
arose with the might accumulated during scores of years against the
disgusting conservatism and criminal stupidity of the Scheidemanns,
Kautskies, Renaudels, Vanderveldes and Longuets, and, by means of its
howitzers, machine-guns, dreadnoughts and aeroplanes, it began a
furious pogrom of human culture.
In this way the cause of the misfortunes at present experienced by
humanity is precisely that the development of the technical command of
men over nature has _long ago_ grown ripe for the socialization
of economic life. The proletariat has occupied a place in production
which completely guarantees its dictatorship, while the most
intelligent forces in history--the parties and their leaders--have
been discovered to be still wholly under the yoke of the old
prejudices, and only fostered a lack of faith among the masses in
their own power. In quite recent years Kautsky used to understand
this. "The proletariat at the present time has grown so strong," wrote
Kautsky in his pamphlet, _The Path to Power_, "that it can calmly
await the coming war. There can be no more talk of a _premature
revolution_, now that the proletariat has drawn from the present
structure of the State such strength as could be drawn therefrom, and
now that its reconstruction has become a condition of the
proletariat's further progress." From the moment that the development
of productive forces, outgrowing the framework of the bourgeois
national State, drew mankind into an epoch of crises and convulsions,
the consciousness of the masses was shaken by dread shocks out of the
comparative equilibrium of the preceding epoch. The routine and
stagnation of its mode of living, the hypnotic suggestion of peaceful
legality, had already ceased to dominate the proletariat. But it had
not yet stepped, consciously and courageously, on to the path of open
revolutionary struggle. It wavered, passing through the last moment of
unstable equilibrium. At such a moment of psychological change, the
part played by the summit--the State, on the one hand, and the
revolutionary Party on the other--acquires a colossal importance. A
determined push from left or right is sufficient to move the
proletariat, for a certain period, to one or the other side. We saw
this in 1914, when, under the united pressure of imperialist
governments and Socialist patriotic parties, the working class was all
at once thrown out of its equilibrium and hurled on to the path of
imperialism. We have since seen how the experience of the war, the
contrasts between its results and its first objects, is shaking the
masses in a revolutionary sense, making them more and more capable of
an open revolt against capitalism. In such conditions, the presence of
a revolutionary party, which renders to itself a clear account of the
motive forces of the present epoch, and understands the exceptional
role amongst them of a revolutionary class; which knows its
inexhaustible, but unrevealed, powers; which believes in that class
and believes in itself; which knows the power of revolutionary method
in an epoch of instability of all social relations; which is ready to
employ that method and carry it through to the end--the presence of
such a party represents a factor of incalculable historical
importance.
And, on the other hand, the Socialist party, enjoying traditional
influence, which does _not_ render itself an account of what is going
on around it, which does _not_ understand the revolutionary situation,
and, therefore, finds no key to it, which does _not_ believe in either
the proletariat or itself--such a party in our time is the most
mischievous stumbling block in history, and a source of confusion and
inevitable chaos.
Such is now the role of Kautsky and his sympathizers. They teach the
proletariat not to believe in itself, but to believe its reflection in
the crooked mirror of democracy which has been shattered by the
jack-boot of militarism into a thousand fragments. The decisive factor
in the revolutionary policy of the working class must be, in their
view, not the international situation, not the actual collapse of
capitalism, not that social collapse which is generated thereby, not
that concrete necessity of the supremacy of the working class for
which the cry arises from the smoking ruins of capitalist
civilization--not all this must determine the policy of the
revolutionary party of the proletariat--but that counting of votes
which is carried out by the capitalist tellers of parliamentarism.
Only a few years ago, we repeat, Kautsky seemed to understand the real
inner meaning of the problem of revolution. "Yes, the proletariat
represents the sole revolutionary class of the nation," wrote Kautsky
in his pamphlet, _The Path to Power_. It follows that every collapse
of the capitalist order, whether it be of a moral, financial, or
military character, implies the bankruptcy of all the bourgeois
parties responsible for it, and signifies that the sole way out of the
blind alley is the establishment of the power of the _proletariat_.
And to-day the party of prostration and cowardice, the party of
Kautsky, says to the working class: "The question is not whether you
to-day are the sole creative force in history; whether you are capable
of throwing aside that ruling band of robbers into which the
propertied classes have developed; the question is not whether anyone
else can accomplish this task on your behalf; the question is not
whether history allows you any postponement (for the present condition
of bloody chaos threatens to bury you yourself, in the near future,
under the last ruins of capitalism). The problem is for the ruling
imperialist bandits to succeed--yesterday or to-day--to deceive,
violate, and swindle public opinion, by collecting 51 per cent. of the
votes against your 49. Perish the world, but long live the
parliamentary majority!"
2
THE DICTATORSHIP OF THE PROLETARIAT
"Marx and Engels hammered out the idea of the dictatorship of the
proletariat, which Engels stubbornly defended in 1891, shortly before
his death--the idea that the political autocracy of the proletariat is
the sole form in which it can realize its control of the state."
That is what Kautsky wrote about ten years ago. The sole form of power
for the proletariat he considered to be not a Socialist majority in a
democratic parliament, but the political autocracy of the proletariat,
its dictatorship. And it is quite clear that, if our problem is the
abolition of private property in the means of production, the only
road to its solution lies through the concentration of State power in
its entirety in the hands of the proletariat, and the setting up for
the transitional period of an exceptional regime--a regime in which
the ruling class is guided, not by general principles calculated for a
prolonged period, but by considerations of revolutionary policy.
The dictatorship is necessary because it is a case, not of partial
changes, but of the very existence of the bourgeoisie. No agreement is
possible on this ground. Only force can be the deciding factor. The
dictatorship of the proletariat does not exclude, of course, either
separate agreements, or considerable concessions, especially in
connection with the lower middle-class and the peasantry. But the
proletariat can only conclude these agreements after having gained
possession of the apparatus of power, and having guaranteed to itself
the possibility of independently deciding on which points to yield and
on which to stand firm, in the interests of the general Socialist
task.
Kautsky now repudiates the dictatorship of the proletariat at the very
outset, as the "tyranny of the minority over the majority." That is,
he discerns in the revolutionary regime of the proletariat those very
features by which the honest Socialists of all countries invariably