fix(state-keeper): ensure unsealed batch is present during IO init

core/lib/dal/src/blocks_dal.rs

@@ -578,11 +578,14 @@ impl BlocksDal<'_, '_> {
     /// null or set to default value for the corresponding type).
     pub async fn insert_l1_batch(
         &mut self,
-        number: L1BatchNumber,
-        timestamp: u64,
-        protocol_version: Option<ProtocolVersionId>,
-        fee_address: Address,
-        batch_fee_input: BatchFeeInput,
+        unsealed_batch_header: UnsealedL1BatchHeader,
+    ) -> DalResult<()> {
+        Self::insert_l1_batch_inner(unsealed_batch_header, self.storage).await
+    }
+
+    async fn insert_l1_batch_inner(
+        unsealed_batch_header: UnsealedL1BatchHeader,
+        conn: &mut Connection<'_, Core>,
     ) -> DalResult<()> {
         sqlx::query!(
             r#"
@@ -625,21 +628,51 @@ impl BlocksDal<'_, '_> {
                 FALSE
             )
             "#,
-            i64::from(number.0),
-            timestamp as i64,
-            protocol_version.map(|v| v as i32),
-            fee_address.as_bytes(),
-            batch_fee_input.l1_gas_price() as i64,
-            batch_fee_input.fair_l2_gas_price() as i64,
-            batch_fee_input.fair_pubdata_price() as i64,
+            i64::from(unsealed_batch_header.number.0),
+            unsealed_batch_header.timestamp as i64,
+            unsealed_batch_header.protocol_version.map(|v| v as i32),
+            unsealed_batch_header.fee_address.as_bytes(),
+            unsealed_batch_header.fee_input.l1_gas_price() as i64,
+            unsealed_batch_header.fee_input.fair_l2_gas_price() as i64,
+            unsealed_batch_header.fee_input.fair_pubdata_price() as i64,
         )
         .instrument("insert_l1_batch")
-        .with_arg("number", &number)
-        .execute(self.storage)
+        .with_arg("number", &unsealed_batch_header.number)
+        .execute(conn)
         .await?;
         Ok(())
     }
 
+    pub async fn ensure_unsealed_l1_batch_exists(
+        &mut self,
+        unsealed_batch: UnsealedL1BatchHeader,
+    ) -> anyhow::Result<()> {
+        let mut transaction = self.storage.start_transaction().await?;
+        let unsealed_batch_fetched = Self::get_unsealed_l1_batch_inner(&mut transaction).await?;
+
+        match unsealed_batch_fetched {
+            None => {
+                tracing::info!(
+                    "Unsealed batch #{} could not be found; inserting",
+                    unsealed_batch.number
+                );
+                Self::insert_l1_batch_inner(unsealed_batch, &mut transaction).await?;
+            }
+            Some(unsealed_batch_fetched) => {
+                if unsealed_batch_fetched.number != unsealed_batch.number {
+                    anyhow::bail!(
+                        "fetched unsealed L1 batch #{} does not conform to expected L1 batch #{}",
+                        unsealed_batch_fetched.number,
+                        unsealed_batch.number
+                    )
+                }
+            }
+        }
+
+        transaction.commit().await?;
+        Ok(())
+    }
+
     /// Marks provided L1 batch as sealed and populates it with all the runtime information.
     ///
     /// Errors if the batch does not exist.
@@ -744,6 +777,12 @@ impl BlocksDal<'_, '_> {
     }
 
     pub async fn get_unsealed_l1_batch(&mut self) -> DalResult<Option<UnsealedL1BatchHeader>> {
+        Self::get_unsealed_l1_batch_inner(self.storage).await
+    }
+
+    async fn get_unsealed_l1_batch_inner(
+        conn: &mut Connection<'_, Core>,
+    ) -> DalResult<Option<UnsealedL1BatchHeader>> {
         let batch = sqlx::query_as!(
             UnsealedStorageL1Batch,
             r#"
@@ -761,8 +800,8 @@ impl BlocksDal<'_, '_> {
                 NOT is_sealed
             "#,
         )
-        .instrument("get_last_committed_to_eth_l1_batch")
-        .fetch_optional(self.storage)
+        .instrument("get_unsealed_l1_batch")
+        .fetch_optional(conn)
         .await?;
 
         Ok(batch.map(|b| b.into()))
@@ -2621,11 +2660,7 @@ impl BlocksDal<'_, '_> {
 
     pub async fn insert_mock_l1_batch(&mut self, header: &L1BatchHeader) -> anyhow::Result<()> {
         self.insert_l1_batch(
-            header.number,
-            header.timestamp,
-            header.protocol_version,
-            header.fee_address,
-            BatchFeeInput::pubdata_independent(100, 100, 100),
+            header.to_unsealed_header(BatchFeeInput::pubdata_independent(100, 100, 100)),
         )
         .await?;
         self.mark_l1_batch_as_sealed(
@@ -2940,11 +2975,7 @@ mod tests {
         };
         conn.blocks_dal()
             .insert_l1_batch(
-                header.number,
-                header.timestamp,
-                header.protocol_version,
-                header.fee_address,
-                BatchFeeInput::pubdata_independent(100, 100, 100),
+                header.to_unsealed_header(BatchFeeInput::pubdata_independent(100, 100, 100)),
             )
             .await
             .unwrap();
@@ -2958,11 +2989,7 @@ mod tests {
         predicted_gas += predicted_gas;
         conn.blocks_dal()
             .insert_l1_batch(
-                header.number,
-                header.timestamp,
-                header.protocol_version,
-                header.fee_address,
-                BatchFeeInput::pubdata_independent(100, 100, 100),
+                header.to_unsealed_header(BatchFeeInput::pubdata_independent(100, 100, 100)),
             )
             .await
             .unwrap();

core/lib/types/src/block.rs

@@ -68,6 +68,18 @@ pub struct L1BatchHeader {
     pub fee_address: Address,
 }
 
+impl L1BatchHeader {
+    pub fn to_unsealed_header(&self, fee_input: BatchFeeInput) -> UnsealedL1BatchHeader {
+        UnsealedL1BatchHeader {
+            number: self.number,
+            timestamp: self.timestamp,
+            protocol_version: self.protocol_version,
+            fee_address: self.fee_address,
+            fee_input,
+        }
+    }
+}
+
 #[derive(Debug, Clone, PartialEq)]
 pub struct UnsealedL1BatchHeader {
     pub number: L1BatchNumber,

core/lib/vm_interface/src/types/inputs/l1_batch_env.rs

@@ -1,5 +1,8 @@
 use serde::{Deserialize, Serialize};
-use zksync_types::{fee_model::BatchFeeInput, Address, L1BatchNumber, H256};
+use zksync_types::{
+    block::UnsealedL1BatchHeader, fee_model::BatchFeeInput, Address, L1BatchNumber,
+    ProtocolVersionId, H256,
+};
 
 use super::L2BlockEnv;
 
@@ -21,3 +24,18 @@ pub struct L1BatchEnv {
     pub enforced_base_fee: Option<u64>,
     pub first_l2_block: L2BlockEnv,
 }
+
+impl L1BatchEnv {
+    pub fn into_unsealed_header(
+        self,
+        protocol_version: Option<ProtocolVersionId>,
+    ) -> UnsealedL1BatchHeader {
+        UnsealedL1BatchHeader {
+            number: self.number,
+            timestamp: self.timestamp,
+            protocol_version,
+            fee_address: self.fee_account,
+            fee_input: self.fee_input,
+        }
+    }
+}

core/node/genesis/src/lib.rs

@@ -419,13 +419,7 @@ pub async fn create_genesis_l1_batch(
         .await?;
     transaction
         .blocks_dal()
-        .insert_l1_batch(
-            genesis_l1_batch_header.number,
-            genesis_l1_batch_header.timestamp,
-            genesis_l1_batch_header.protocol_version,
-            genesis_l1_batch_header.fee_address,
-            batch_fee_input,
-        )
+        .insert_l1_batch(genesis_l1_batch_header.to_unsealed_header(batch_fee_input))
         .await?;
     transaction
         .blocks_dal()

core/node/node_sync/src/external_io.rs

@@ -15,6 +15,7 @@ use zksync_state_keeper::{
     updates::UpdatesManager,
 };
 use zksync_types::{
+    block::UnsealedL1BatchHeader,
     protocol_upgrade::ProtocolUpgradeTx,
     protocol_version::{ProtocolSemanticVersion, VersionPatch},
     L1BatchNumber, L2BlockNumber, L2ChainId, ProtocolVersionId, Transaction, H256,
@@ -200,6 +201,14 @@ impl StateKeeperIO for ExternalIO {
                     cursor.l1_batch
                 )
             })?;
+        storage
+            .blocks_dal()
+            .ensure_unsealed_l1_batch_exists(
+                l1_batch_env
+                    .clone()
+                    .into_unsealed_header(Some(system_env.version)),
+            )
+            .await?;
         let data = load_pending_batch(&mut storage, system_env, l1_batch_env)
             .await
             .with_context(|| {
@@ -241,13 +250,13 @@ impl StateKeeperIO for ExternalIO {
                     .connection()
                     .await?
                     .blocks_dal()
-                    .insert_l1_batch(
-                        cursor.l1_batch,
-                        params.first_l2_block.timestamp,
-                        None,
-                        params.operator_address,
-                        params.fee_input,
-                    )
+                    .insert_l1_batch(UnsealedL1BatchHeader {
+                        number: cursor.l1_batch,
+                        timestamp: params.first_l2_block.timestamp,
+                        protocol_version: None,
+                        fee_address: params.operator_address,
+                        fee_input: params.fee_input,
+                    })
                     .await?;
                 return Ok(Some(params));
             }

core/node/state_keeper/src/io/mempool.rs

@@ -14,8 +14,8 @@ use zksync_mempool::L2TxFilter;
 use zksync_multivm::{interface::Halt, utils::derive_base_fee_and_gas_per_pubdata};
 use zksync_node_fee_model::BatchFeeModelInputProvider;
 use zksync_types::{
-    protocol_upgrade::ProtocolUpgradeTx, utils::display_timestamp, Address, L1BatchNumber,
-    L2BlockNumber, L2ChainId, ProtocolVersionId, Transaction, H256, U256,
+    block::UnsealedL1BatchHeader, protocol_upgrade::ProtocolUpgradeTx, utils::display_timestamp,
+    Address, L1BatchNumber, L2BlockNumber, L2ChainId, ProtocolVersionId, Transaction, H256, U256,
 };
 // TODO (SMA-1206): use seconds instead of milliseconds.
 use zksync_utils::time::millis_since_epoch;
@@ -133,6 +133,15 @@ impl StateKeeperIO for MempoolIO {
             gas_per_pubdata: gas_per_pubdata as u32,
         };
 
+        storage
+            .blocks_dal()
+            .ensure_unsealed_l1_batch_exists(
+                l1_batch_env
+                    .clone()
+                    .into_unsealed_header(Some(system_env.version)),
+            )
+            .await?;
+
         Ok((
             cursor,
             Some(PendingBatchData {
@@ -219,13 +228,13 @@ impl StateKeeperIO for MempoolIO {
                 .connection()
                 .await?
                 .blocks_dal()
-                .insert_l1_batch(
-                    cursor.l1_batch,
+                .insert_l1_batch(UnsealedL1BatchHeader {
+                    number: cursor.l1_batch,
                     timestamp,
-                    Some(protocol_version),
-                    self.fee_account,
-                    self.filter.fee_input,
-                )
+                    protocol_version: Some(protocol_version),
+                    fee_address: self.fee_account,
+                    fee_input: self.filter.fee_input,
+                })
                 .await?;
 
             return Ok(Some(L1BatchParams {

core/node/state_keeper/src/io/persistence.rs

@@ -456,13 +456,7 @@ mod tests {
             .await
             .unwrap()
             .blocks_dal()
-            .insert_l1_batch(
-                l1_batch_env.number,
-                l1_batch_env.timestamp,
-                None,
-                l1_batch_env.fee_account,
-                l1_batch_env.fee_input,
-            )
+            .insert_l1_batch(l1_batch_env.into_unsealed_header(None))
             .await
             .unwrap();
 

core/node/state_keeper/src/io/tests/mod.rs

@@ -606,3 +606,37 @@ async fn continue_unsealed_batch_on_restart(commitment_mode: L1BatchCommitmentMo
 
     assert_eq!(old_l1_batch_params, new_l1_batch_params);
 }
+
+#[test_casing(2, COMMITMENT_MODES)]
+#[tokio::test]
+async fn insert_unsealed_batch_on_init(commitment_mode: L1BatchCommitmentMode) {
+    let connection_pool = ConnectionPool::<Core>::test_pool().await;
+    let mut tester = Tester::new(commitment_mode);
+    tester.genesis(&connection_pool).await;
+    let fee_input = BatchFeeInput::pubdata_independent(55, 555, 5555);
+    let tx_result = tester
+        .insert_l2_block(&connection_pool, 1, 5, fee_input)
+        .await;
+    tester
+        .insert_sealed_batch(&connection_pool, 1, &[tx_result])
+        .await;
+    // Pre-insert L2 block without its unsealed L1 batch counterpart
+    tester.set_timestamp(2);
+    tester
+        .insert_l2_block(&connection_pool, 2, 5, fee_input)
+        .await;
+
+    let (mut mempool, _) = tester.create_test_mempool_io(connection_pool.clone()).await;
+    // Initialization is supposed to recognize that the current L1 batch is not present in the DB and
+    // insert it itself.
+    let (cursor, _) = mempool.initialize().await.unwrap();
+
+    // Make sure we are able to fetch the newly inserted batch's params
+    let l1_batch_params = mempool
+        .wait_for_new_batch_params(&cursor, Duration::from_secs(10))
+        .await
+        .unwrap()
+        .expect("no batch params generated");
+    assert_eq!(l1_batch_params.fee_input, fee_input);
+    assert_eq!(l1_batch_params.first_l2_block.timestamp, 2);
+}