Account for memory usage in SortPreservingMerge (apache#5885)

datafusion/core/src/physical_plan/sorts/builder.rs

@@ -19,6 +19,7 @@ use crate::common::Result;
 use arrow::compute::interleave;
 use arrow::datatypes::SchemaRef;
 use arrow::record_batch::RecordBatch;
+use datafusion_execution::memory_pool::MemoryReservation;
 
 #[derive(Debug, Copy, Clone, Default)]
 struct BatchCursor {
@@ -37,6 +38,9 @@ pub struct BatchBuilder {
     /// Maintain a list of [`RecordBatch`] and their corresponding stream
     batches: Vec<(usize, RecordBatch)>,
 
+    /// Accounts for memory used by buffered batches
+    reservation: MemoryReservation,
+
     /// The current [`BatchCursor`] for each stream
     cursors: Vec<BatchCursor>,
 
@@ -47,23 +51,31 @@ pub struct BatchBuilder {
 
 impl BatchBuilder {
     /// Create a new [`BatchBuilder`] with the provided `stream_count` and `batch_size`
-    pub fn new(schema: SchemaRef, stream_count: usize, batch_size: usize) -> Self {
+    pub fn new(
+        schema: SchemaRef,
+        stream_count: usize,
+        batch_size: usize,
+        reservation: MemoryReservation,
+    ) -> Self {
         Self {
             schema,
             batches: Vec::with_capacity(stream_count * 2),
             cursors: vec![BatchCursor::default(); stream_count],
             indices: Vec::with_capacity(batch_size),
+            reservation,
         }
     }
 
     /// Append a new batch in `stream_idx`
-    pub fn push_batch(&mut self, stream_idx: usize, batch: RecordBatch) {
+    pub fn push_batch(&mut self, stream_idx: usize, batch: RecordBatch) -> Result<()> {
+        self.reservation.try_grow(batch.get_array_memory_size())?;
         let batch_idx = self.batches.len();
         self.batches.push((stream_idx, batch));
         self.cursors[stream_idx] = BatchCursor {
             batch_idx,
             row_idx: 0,
-        }
+        };
+        Ok(())
     }
 
     /// Append the next row from `stream_idx`
@@ -119,14 +131,17 @@ impl BatchBuilder {
         // We can therefore drop all but the last batch for each stream
         let mut batch_idx = 0;
         let mut retained = 0;
-        self.batches.retain(|(stream_idx, _)| {
+        self.batches.retain(|(stream_idx, batch)| {
             let stream_cursor = &mut self.cursors[*stream_idx];
             let retain = stream_cursor.batch_idx == batch_idx;
             batch_idx += 1;
 
-            if retain {
-                stream_cursor.batch_idx = retained;
-                retained += 1;
+            match retain {
+                true => {
+                    stream_cursor.batch_idx = retained;
+                    retained += 1;
+                }
+                false => self.reservation.shrink(batch.get_array_memory_size()),
             }
             retain
         });

datafusion/core/src/physical_plan/sorts/cursor.rs

@@ -21,6 +21,7 @@ use arrow::datatypes::ArrowNativeTypeOp;
 use arrow::row::{Row, Rows};
 use arrow_array::types::ByteArrayType;
 use arrow_array::{Array, ArrowPrimitiveType, GenericByteArray, PrimitiveArray};
+use datafusion_execution::memory_pool::MemoryReservation;
 use std::cmp::Ordering;
 
 /// A [`Cursor`] for [`Rows`]
@@ -29,6 +30,9 @@ pub struct RowCursor {
     num_rows: usize,
 
     rows: Rows,
+
+    #[allow(dead_code)]
+    reservation: MemoryReservation,
 }
 
 impl std::fmt::Debug for RowCursor {
@@ -41,12 +45,13 @@ impl std::fmt::Debug for RowCursor {
 }
 
 impl RowCursor {
-    /// Create a new SortKeyCursor
-    pub fn new(rows: Rows) -> Self {
+    /// Create a new SortKeyCursor from `rows` and the associated `reservation`
+    pub fn new(rows: Rows, reservation: MemoryReservation) -> Self {
         Self {
             cur_row: 0,
             num_rows: rows.num_rows(),
             rows,
+            reservation,
         }
     }
 

datafusion/core/src/physical_plan/sorts/merge.rs

@@ -28,6 +28,7 @@ use crate::physical_plan::{
 use arrow::datatypes::{DataType, SchemaRef};
 use arrow::record_batch::RecordBatch;
 use arrow_array::*;
+use datafusion_execution::memory_pool::MemoryReservation;
 use futures::Stream;
 use std::pin::Pin;
 use std::task::{ready, Context, Poll};
@@ -39,13 +40,14 @@ macro_rules! primitive_merge_helper {
 }
 
 macro_rules! merge_helper {
-    ($t:ty, $sort:ident, $streams:ident, $schema:ident, $tracking_metrics:ident, $batch_size:ident) => {{
+    ($t:ty, $sort:ident, $streams:ident, $schema:ident, $tracking_metrics:ident, $batch_size:ident, $reservation:ident) => {{
         let streams = FieldCursorStream::<$t>::new($sort, $streams);
         return Ok(Box::pin(SortPreservingMergeStream::new(
             Box::new(streams),
             $schema,
             $tracking_metrics,
             $batch_size,
+            $reservation,
         )));
     }};
 }
@@ -57,27 +59,35 @@ pub(crate) fn streaming_merge(
     expressions: &[PhysicalSortExpr],
     metrics: BaselineMetrics,
     batch_size: usize,
+    reservation: MemoryReservation,
 ) -> Result<SendableRecordBatchStream> {
     // Special case single column comparisons with optimized cursor implementations
     if expressions.len() == 1 {
         let sort = expressions[0].clone();
         let data_type = sort.expr.data_type(schema.as_ref())?;
         downcast_primitive! {
-            data_type => (primitive_merge_helper, sort, streams, schema, metrics, batch_size),
-            DataType::Utf8 => merge_helper!(StringArray, sort, streams, schema, metrics, batch_size)
-            DataType::LargeUtf8 => merge_helper!(LargeStringArray, sort, streams, schema, metrics, batch_size)
-            DataType::Binary => merge_helper!(BinaryArray, sort, streams, schema, metrics, batch_size)
-            DataType::LargeBinary => merge_helper!(LargeBinaryArray, sort, streams, schema, metrics, batch_size)
+            data_type => (primitive_merge_helper, sort, streams, schema, metrics, batch_size, reservation),
+            DataType::Utf8 => merge_helper!(StringArray, sort, streams, schema, metrics, batch_size, reservation)
+            DataType::LargeUtf8 => merge_helper!(LargeStringArray, sort, streams, schema, metrics, batch_size, reservation)
+            DataType::Binary => merge_helper!(BinaryArray, sort, streams, schema, metrics, batch_size, reservation)
+            DataType::LargeBinary => merge_helper!(LargeBinaryArray, sort, streams, schema, metrics, batch_size, reservation)
             _ => {}
         }
     }
 
-    let streams = RowCursorStream::try_new(schema.as_ref(), expressions, streams)?;
+    let streams = RowCursorStream::try_new(
+        schema.as_ref(),
+        expressions,
+        streams,
+        reservation.split_empty(),
+    )?;
+
     Ok(Box::pin(SortPreservingMergeStream::new(
         Box::new(streams),
         schema,
         metrics,
         batch_size,
+        reservation,
     )))
 }
 
@@ -148,11 +158,12 @@ impl<C: Cursor> SortPreservingMergeStream<C> {
         schema: SchemaRef,
         metrics: BaselineMetrics,
         batch_size: usize,
+        reservation: MemoryReservation,
     ) -> Self {
         let stream_count = streams.partitions();
 
         Self {
-            in_progress: BatchBuilder::new(schema, stream_count, batch_size),
+            in_progress: BatchBuilder::new(schema, stream_count, batch_size, reservation),
             streams,
             metrics,
             aborted: false,
@@ -181,8 +192,7 @@ impl<C: Cursor> SortPreservingMergeStream<C> {
             Some(Err(e)) => Poll::Ready(Err(e)),
             Some(Ok((cursor, batch))) => {
                 self.cursors[idx] = Some(cursor);
-                self.in_progress.push_batch(idx, batch);
-                Poll::Ready(Ok(()))
+                Poll::Ready(self.in_progress.push_batch(idx, batch))
             }
         }
     }

datafusion/core/src/physical_plan/sorts/sort.rs

@@ -55,6 +55,9 @@ use tempfile::NamedTempFile;
 use tokio::sync::mpsc::{Receiver, Sender};
 use tokio::task;
 
+/// How much memory to reserve for performing in-memory sorts
+const EXTERNAL_SORTER_MERGE_RESERVATION: usize = 10 * 1024 * 1024;
+
 struct ExternalSorterMetrics {
     /// metrics
     baseline: BaselineMetrics,
@@ -94,8 +97,10 @@ struct ExternalSorter {
     expr: Arc<[PhysicalSortExpr]>,
     metrics: ExternalSorterMetrics,
     fetch: Option<usize>,
+    /// Reservation for in_mem_batches
     reservation: MemoryReservation,
-    partition_id: usize,
+    /// Reservation for in memory sorting of batches
+    merge_reservation: MemoryReservation,
     runtime: Arc<RuntimeEnv>,
     batch_size: usize,
 }
@@ -115,6 +120,12 @@ impl ExternalSorter {
             .with_can_spill(true)
             .register(&runtime.memory_pool);
 
+        let mut merge_reservation =
+            MemoryConsumer::new(format!("ExternalSorterMerge[{partition_id}]"))
+                .register(&runtime.memory_pool);
+
+        merge_reservation.resize(EXTERNAL_SORTER_MERGE_RESERVATION);
+
         Self {
             schema,
             in_mem_batches: vec![],
@@ -124,7 +135,7 @@ impl ExternalSorter {
             metrics,
             fetch,
             reservation,
-            partition_id,
+            merge_reservation,
             runtime,
             batch_size,
         }
@@ -189,12 +200,10 @@ impl ExternalSorter {
                 &self.expr,
                 self.metrics.baseline.clone(),
                 self.batch_size,
+                self.reservation.split_empty(),
             )
         } else if !self.in_mem_batches.is_empty() {
-            let result = self.in_mem_sort_stream(self.metrics.baseline.clone());
-            // Report to the memory manager we are no longer using memory
-            self.reservation.free();
-            result
+            self.in_mem_sort_stream(self.metrics.baseline.clone())
         } else {
             Ok(Box::pin(EmptyRecordBatchStream::new(self.schema.clone())))
         }
@@ -238,6 +247,9 @@ impl ExternalSorter {
             return Ok(());
         }
 
+        // Release the memory reserved for merge
+        self.merge_reservation.free();
+
         self.in_mem_batches = self
             .in_mem_sort_stream(self.metrics.baseline.intermediate())?
             .try_collect()
@@ -249,7 +261,11 @@ impl ExternalSorter {
             .map(|x| x.get_array_memory_size())
             .sum();
 
-        self.reservation.resize(size);
+        // Reserve headroom for next sort
+        self.merge_reservation
+            .resize(EXTERNAL_SORTER_MERGE_RESERVATION);
+
+        self.reservation.try_resize(size)?;
         self.in_mem_batches_sorted = true;
         Ok(())
     }
@@ -262,9 +278,8 @@ impl ExternalSorter {
         assert_ne!(self.in_mem_batches.len(), 0);
         if self.in_mem_batches.len() == 1 {
             let batch = self.in_mem_batches.remove(0);
-            let stream = self.sort_batch_stream(batch, metrics)?;
-            self.in_mem_batches.clear();
-            return Ok(stream);
+            let reservation = self.reservation.take();
+            return self.sort_batch_stream(batch, metrics, reservation);
         }
 
         // If less than 1MB of in-memory data, concatenate and sort in place
@@ -274,14 +289,19 @@ impl ExternalSorter {
             // Concatenate memory batches together and sort
             let batch = concat_batches(&self.schema, &self.in_mem_batches)?;
             self.in_mem_batches.clear();
-            return self.sort_batch_stream(batch, metrics);
+            self.reservation.try_resize(batch.get_array_memory_size())?;
+            let reservation = self.reservation.take();
+            return self.sort_batch_stream(batch, metrics, reservation);
         }
 
         let streams = std::mem::take(&mut self.in_mem_batches)
             .into_iter()
             .map(|batch| {
                 let metrics = self.metrics.baseline.intermediate();
-                Ok(spawn_buffered(self.sort_batch_stream(batch, metrics)?, 1))
+                let reservation =
+                    self.reservation.split(batch.get_array_memory_size())?;
+                let input = self.sort_batch_stream(batch, metrics, reservation)?;
+                Ok(spawn_buffered(input, 1))
             })
             .collect::<Result<_>>()?;
 
@@ -293,30 +313,25 @@ impl ExternalSorter {
             &self.expr,
             metrics,
             self.batch_size,
+            self.merge_reservation.split_empty(),
         )
     }
 
     fn sort_batch_stream(
         &self,
         batch: RecordBatch,
         metrics: BaselineMetrics,
+        reservation: MemoryReservation,
     ) -> Result<SendableRecordBatchStream> {
         let schema = batch.schema();
 
-        let mut reservation =
-            MemoryConsumer::new(format!("sort_batch_stream{}", self.partition_id))
-                .register(&self.runtime.memory_pool);
-
-        // TODO: This should probably be try_grow (#5885)
-        reservation.resize(batch.get_array_memory_size());
-
         let fetch = self.fetch;
         let expressions = self.expr.clone();
         let stream = futures::stream::once(futures::future::lazy(move |_| {
             let sorted = sort_batch(&batch, &expressions, fetch)?;
             metrics.record_output(sorted.num_rows());
             drop(batch);
-            reservation.free();
+            drop(reservation);
             Ok(sorted)
         }));
         Ok(Box::pin(RecordBatchStreamAdapter::new(schema, stream)))

datafusion/core/src/physical_plan/sorts/sort_preserving_merge.rs

@@ -21,6 +21,7 @@ use std::any::Any;
 use std::sync::Arc;
 
 use arrow::datatypes::SchemaRef;
+use datafusion_execution::memory_pool::MemoryConsumer;
 use log::{debug, trace};
 
 use crate::error::{DataFusionError, Result};
@@ -165,6 +166,10 @@ impl ExecutionPlan for SortPreservingMergeExec {
         );
         let schema = self.schema();
 
+        let reservation =
+            MemoryConsumer::new(format!("SortPreservingMergeExec[{partition}]"))
+                .register(&context.runtime_env().memory_pool);
+
         match input_partitions {
             0 => Err(DataFusionError::Internal(
                 "SortPreservingMergeExec requires at least one input partition"
@@ -192,6 +197,7 @@ impl ExecutionPlan for SortPreservingMergeExec {
                     &self.expr,
                     BaselineMetrics::new(&self.metrics, partition),
                     context.session_config().batch_size(),
+                    reservation,
                 )?;
 
                 debug!("Got stream result from SortPreservingMergeStream::new_from_receivers");